Category: MML Investors Services

Jihoon L. Park (CRD#: 6535514) was a previously registered broker. Broker’s History He entered the securities industry in 2016 and previously worked with MML Investors Services, LLC. Current and Past Allegations of Conduct Leading to Investment Loss According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in July 2025, Jihoon Park […]

Cody Keller (CRD#: 6669454) is a registered investment advisor with Seaside Wealth Advisors, LLC in Mechanicsburg, PA. Broker’s History He entered the securities industry in 2017 and previously worked with Northwestern Mutual Investment Services, LLC, and MML Investors Services, LLC. Allegations of Misconduct According to publicly available records released by the U.S Securities and Exchange […]

Neil Nissen (CRD#: 3088956) is a previously registered Broker and previously registered Investment Adviser. Broker’s Background He entered the securities industry in 1999 and previously worked for MML Investors Services, LLC; NYLife Securities, Inc.; MetLife Securities, Inc.; and Metropolitan Life Insurance Company. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly […]

Amanda Berry (CRD#: 5651609) is a previously registered Broker. Broker’s Background She entered the securities industry in 2010 and previously worked for MML Investors Services, LLC; and NYLife Securities, LLC. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April […]

Hector Flores (CRD#: 6637802) is a previously registered Broker. Broker’s Background He entered the securities industry in 2017 and previously worked for MML Investors Services, LLC; and NYLife Securities, LLC. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in February […]

Robert Boyer III (CRD#: 5787312) is a previously registered Broker and Investment Advisor. He entered the securities industry in 2010 and previously worked for J. Alden Associates, Inc.; MML Investors Services, LLC; MSI Financial Services, Inc.; and MML Investors Services, LLC. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in […]

Michael Nigro (CRD#: 2097646) is a Financial Advisor at MML Investors Services, LLC in New York, NY. He entered the securities industry in 1990 and previously worked for The Dreyfus Service Corporation. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in December 2020, FINRA is considering a pending complaint. The […]

Sudesh Jain (CRD#: 1325905) is a Financial Advisor with MML Investors Services, LLC and has worked in the securities industry since 1985. Sudesh Jain previously worked for NYLife Securities, LLC. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in November 2020, Sudesh Jain was the subject of a customer dispute […]

Charles Jonathan Evan (CRD # 836083) was a Financial Advisor at MML Investors Services, LLC in Wellesley, MA. Charles Evan has been in the securities industry since 1977 and previously worked at MSI Financial Services, Inc., New England Securities, Manequity, Inc., G.R. Phelps & Co., Inc., PLM Securities Company and Capital Analysts, Incorporated. According to […]

Alberto Sanchez was a former Financial Advisor at Sagepoint Financial, Inc., MML Investors Services, LLC and Principal Securities, Inc. in Fort Lauderdale, FL  Alberto Sanchez entered the securities industry in 2002 and previously worked at Metlife Securities.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 3, 2019, Alberto […]