fbpx

Category: Alternative Investments

Things to Know About Alternative Investments

Did your broker or brokerage firm recommend that you invest in alternative investments? Did you end up losing money and believe your financial advisor is responsible?  If so, you aren’t alone. More and more investors have been taken advantage of in recent years as the popularity of alternative investments grows. You can learn more about […]

Lucia Securities, LLC Broker, Scot Fairchild, Has Had Two Customer Complaint Disclosures Since January 2019

Scot Fairchild (CRD # 2323211) is a Financial Advisor at Lucia Securities, LLC in Henderson, NV. Scot Fairchild has been in the securities industry since 1993 and previously worked at Sagepoint Financial, INC, Success Financial Advisors, LLC, and Sunamerica Securities, INC. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in […]

USA Financial Securities Corporation Broker, Robert Gianchiglia, Has Had Six Customer Complaint Disclosures Since August 2003

Robert Giannchiglia (CRD # 2117250) is a Financial Advisor at USA Financial Securities Corporation in Worcester, MA. Robert Giannchiglia has been in the securities industry since 1991 and previously worked at Investors Capital Advisory and Eastern Point Advisors INC. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), since September 20003, […]