January 10, 2020
Edward Joseph Rudiger, Jr. (CRD # 2118724) is a Financial Advisor at Reid & Rudiger LLC in New York. Edward Rudiger has been in the securities industry since 1992 and previously worked at Nichols, Safina, Lerner & Co. and Gruntal & Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]
November 3, 2019
The Wolper Law Firm, P.A. has pending arbitration claims against JP Turner and Centaurus Financial, arising out of sales practices involving Ricky Mantei ak/a Rick Mantei and several Financial Advisors that are part of his team or at his branch office, including Cindy Chiellini a/k/a Cindy Lucille Porto Chiellini and Atul Makharia. The pending claims […]
June 10, 2019
Christopher Bice is a Financial Advisor at Sagepoint Financial, Inc. in Greensborough, North Carolina. Christopher Bice entered the securities industry in 1999 and previously worked at Sunamerica Securities in Phoenix, Arizona. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Christopher Bice has four customer complaint disclosures and an employment […]
September 26, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Judith Villareal, a Financial Advisor at Corecap Investments, Inc. in Southfield, Michigan. Judith Villareal has been in the securities industry since the 1997 and previously worked for Midamerica Financial Services, which was expelled from the industry. According to publicly available records released by the Financial […]
July 16, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Mitchell Yanow, a former Financial Advisor at Stifel Nicolaus & Co. in Boca Raton, FL. Mitchell Yanow first entered the securities industry in the 1990s and previously worked for Oppenheimer & Co. and Wachovia Securities. According to publicly available records released by the Financial Industry […]
July 2, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Jim Rhodes and Marilyn Zehntner, Financial Advisors at Rhodes Securities in Fort Worth, Texas. Jim Rhodes first entered the securities industry in 1975 and Marilyn Zehntner entered the securities industry in 2000. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]
July 2, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Jerry Raines, a former Financial Advisor at HD Vest Investment Services in Kilgore, Texas. Jerry Raines first entered the securities industry in 2004 and previously worked for Signal Securities and Woodmen Financial Services According to publicly available records released by the Financial Industry Regulatory Authority […]
July 2, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Stephen Williams, a Financial Advisor at NEXT Financial Group, Inc. in Madison, Alabama. Stephen Williams entered the securities industry in 2002 and previously worked for Raymond James. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Stephen Williams has eight (8) […]
June 29, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Mitchell Walk, a Financial Advisor at Kestra Financial Services, in Longwood, FL. Mitchell Walk first entered the securities industry in 2001 and previously worked for Securities America. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Mitchell Walk has five customer […]
June 28, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Austin Dutton, a Financial Advisor at Sandlapper Securities in Doylestown, Pennsylvania. Austin Dutton first entered the securities industry in 1997. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Austin Dutton has been the subject of thirteen (13) customer complaints for […]