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Tag: Annuities

Financial Advisor Frederick Halloway (Halloway & Associates) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Frederick Halloway, a self-employed Financial Advisor at Halloway & Associates in Easton, Maryland.  Frederick Halloway has been in the securities industry since the 1970s and previously worked with Royal Alliance Associates. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor Glenn Lattz (Gradient Securities) Customer Complaints

Glenn Lattz is a former Financial Advisor at Gradient Securities in Lady Lake, Florida.  Glenn Lattz has been in the securities industry since the 1980s and previously worked for Traderight Securities and Legacy Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 10, 2018, Glenn Lattz became […]

Financial Advisor Xavier Patino (Newbridge Securities Corp.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Xavier Patino, a Financial Advisor at Newbridge Securities in Oakbrook Terrace, Illinois.  Xavier Patino has been in the securities industry since the 2008 and previously worked at JP Morgan Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April […]

Financial Advisor Matthew Morris (SunTrust Investment Services) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Matthew Morris (Matthew Alan Morris), a former Financial Advisor at SunTrust Investment Services in Hopewell, Virginia.  Matthew Morris (Matthew Alan Morris) first entered the securities industry in the 1980s and previously worked for RBC Capital Markets, Ferris, Baker Watts and Morgan Stanley. According to publicly […]

Financial Advisor Paul Avila (LPL Financial LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Paul Avila, a former Financial Advisor at LPL Financial in Irvine, Califormia.  Paul Avila has been in the securities industry since 1990 and previously worked at Banc of America Investment Services, GNA Securities and Dean Witter. According to publicly available records released by the Financial […]