David Taddeo (CRD # 1163829) is a Financial Advisor at LPL Financial LLC in La Mesa, CA. David Taddeo has been in the securities industry since 1983 and previously worked at Financial Network Investment Corporation and American Pacific Securities Corporation. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), David Taddeo […]

Raymond Ferro, Jr. aka Ray Ferro (CRD # 1927831) was a Financial Advisor at Woodbury Financial Services in Danbury, Connecticut. Raymond Ferro, Jr. aka Ray Ferro began in the securities industry since 1997 and previously worked at NEXT Financial Group and LPL Financial Corp. The Wolper Law Firm, P.A. has been retained by clients, who […]

Felix Chu (CRD # 2427593) was a Financial Advisor at NY Life Securities in Pleasant Hill, California. Felix Chu has been in the securities industry since 1994 and worked at NY Life his entire career. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 4, 2019, FINRA sanctioned Felix […]

Peter David Maller (CRD # 2322403) is a Financial Advisor at Lincoln Financial Advisors Corporation in Hunt Valley, MD.  Peter Maller has been in the securities industry with Lincoln Financial Advisors since 1993. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Peter Maller has two pending customer complaints alleging: August […]

Eric Shanks is a former Financial Advisor at CUSO Financal Services in Richardson, Texas.  Eric Shanks entered the securities industry in 1996 and previously worked for Washington Mutual Financial Services.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April 2014, Eric Shanks was “discharged” by CUSO Financial Services for […]

The Wolper Law Firm, P.A. is currently investigating claims against John Raleigh, a Financial Advisor at Summit Brokerage Services in Sarasota, FL.  John Raleigh has been in the securities industry since 1993 and previously worked at American Express Investment Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on November […]

The Wolper Law Firm, P.A. is currently investigating claims against Linda Zara, a Financial Advisor at Summit Brokerage Services in Boca Raton, FL.  Linda Zara has been in the securities industry since 1993. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 7, 2017, Linda Zara was terminated by […]

The Wolper Law Firm, P.A. is currently investigating claims against Ralph Quintana, a Financial Advisor at Centaurus Financial in Upland, California.  Ralph Quintana has been in the securities industry since the 1990s and previously worked at LPL Finanical. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 11, 2018, […]

The Wolper Law Firm, P.A. is currently investigating claims against Frank Cuenca, a former Financial Advisor with SII Investments in San Ramon, California, who is now registered with International Assets Advisor.  Frank Cuenca has been in the securities industry since the 1990s and previously worked for Securities Service Network and FSC Securities Corp. According to […]

The Wolper Law Firm, P.A. is currently investigating claims against Gregory Hill, a Financial Advisor with Royal Alliance Associates in Salt Lake City, Utah.  Gregory Hill has been in the securities industry since the 1980s and previously worked for Interlink Securities Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]