Category: Merrill Lynch

The Wolper Law Firm, P.A. is currently investigating claims against Michael Ahearn, a former Financial Advisor at Merrill Lynch in Yardley, Pennsylvania. Michael Ahearn has been in the securities industry since the 1990s and previously worked at Wells Fargo. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 30, 2018, […]

The Wolper Law Firm, P.A. is currently investigating claims against Hector Gonzalez, a Financial Advisor at Merrill Lynch, who works in Both San Juan, Puerto Rico and Miami, Florida.  Hector Gonzalez has been in the securities industry since 2007 and previously worked at UBS Financial Services. According to publicly available records released by the Financial […]

The Wolper Law Firm, P.A. is currently investigating claims against Ethan De Naray, a former Financial Advisor with Merrill Lynch in Minneapolis, Minnesota, who is now with Feltl & Co.  Ethan De Naray has been in the securities industry since the 2002 and previously worked at Citigroup Global Markets. According to publicly available records released […]

The Wolper Law Firm, P.A. is currently investigating claims against Shaun Hayes, a former Financial Advisor at Merrill Lynch in Fort Worth, Texas.  Jennifer Ling has been in the securities industry since the 2005 and previously worked AXA Advisors. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Shaun Hayes has […]

The Wolper Law Firm, P.A. is currently investigating claims against Shakela Carter, a former Financial Advisor at Merrill Lynch in Ft. Lauderdale, Florida.  Shakela Carter has been in the securities industry since the 2009. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in 2016, Shakela Carter resigned from Merrill Lynch […]

The Wolper Law Firm, P.A. is currently investigating claims against John James, a former Financial Advisor at Merrill Lynch in Golden Valley, Minnesota.  John James first entered the securities industry in 2003 and previously worked for Piper Jaffray. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 27, 2017, […]

The Wolper Law Firm, P.A. is currently investigating claims against Erik Littlejohn, a Financial Advisor at Merrill Lynch in Houston, Texas.  Erik Littlejohn first entered the securities industry in the 1980s and previously worked for UBS Financial Services and Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

The Wolper Law Firm, P.A. is currently investigating claims against Christopher Hibbard, a former Financial Advisor at Merrill Lynch in Louisville, Kentucky.  Christopher Hibbard first entered the securities industry in the 1990s and previously worked for Morgan Keegan & Cop and AG Edwards. According to publicly available records released by the Financial Industry Regulatory Authority […]

The Wolper Law Firm, P.A. is currently investigating claims against Charles Kanahan, a Financial Advisor at Merrill Lynch in Boston, Mass.  Charles Kanahan has been in the securities industry since the 1980s and, prior to Merrill Lynch, worked at Morgan Stanley, Bear, Stearns and Thomson McKinnon Securities . According to publicly available records released by […]

The Wolper Law Firm, P.A. is currently investigating claims against Merrill Lynch Financial Advisor, Craig Mardany, of Newport Beach, CA. Merrill Lynch Financial Advisor, Craig Mardany, out of Newport Beach, CA, is the subject of a customer complaint for unsuitable investment recommendations.  The customer has alleged damages of $10 million. Financial Advisors are required by […]