Jeffrey Smith (CRD 1908011) is a Financial Advisor at Merrill Lynch in Farmington Hills, Michigan.  Jeffrey Smith (CRD 1908011) has been in the securities industry since 1997 and has worked for Merrill Lynch for his entire career.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), since 2015, Jeffrey Smith (CRD […]

Larry Crabtree was a financial advisor at Wilbanks Securities in Edmond, OK.  Larry Crabtree has been in the securities industry since 1994 and previously worked at WFG Investments, Inc., Capital West Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith, Capital West Securities and Robert Thomas Securities.    According to publicly available records released by the Financial […]

Robert Gerstein is a Financial Advisor at Merrill Lynch in its New York, NY branch office.  Robert Gerstein has been in the securities industry since 1977 and has worked with Merrill Lynch for his entire career.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Robert Gerstein has four (4) customer […]

Thomas J. Buck was a former top producing broker for Merrill Lynch from 1981 in its Indianapolis, IN branch office, before he was terminated in 2015.  Thomas Buck also worked for RBC Capital Markets in Indianapolis for a short period of time in 2015 before FINRA barred him from the industry. According to publicly available […]

The Wolper Law Firm, P.A. is currently investigating claims against Ben Dembla, a former Financial Advisor at Merrill Lynch in Chicago, Ill.  Ben Dembla has been in the securities industry since 2001. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on February 5, 2019, FINRA sanctioned Ben Dembla, barring him […]

The Wolper Law Firm, P.A.  is currently investigating claims against Christopher Hellman (CRD  6584084),a former Financial Adviser at Merrill Lynch in Boca Raton, Florida.  Christopher Hellman has been in the securities industry for less than three years and previously worked at FMS Bonds.  According to publicly available records released by the Financial Industry Regulatory Authority […]

The Wolper Law Firm, P.A. is currently investigating claims against Michael Ahearn, a former Financial Advisor at Merrill Lynch in Yardley, Pennsylvania. Michael Ahearn has been in the securities industry since the 1990s and previously worked at Wells Fargo. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 30, 2018, […]

The Wolper Law Firm, P.A. is currently investigating claims against Hector Gonzalez, a Financial Advisor at Merrill Lynch, who works in Both San Juan, Puerto Rico and Miami, Florida.  Hector Gonzalez has been in the securities industry since 2007 and previously worked at UBS Financial Services. According to publicly available records released by the Financial […]

The Wolper Law Firm, P.A. is currently investigating claims against Ethan De Naray, a former Financial Advisor with Merrill Lynch in Minneapolis, Minnesota, who is now with Feltl & Co.  Ethan De Naray has been in the securities industry since the 2002 and previously worked at Citigroup Global Markets. According to publicly available records released […]

The Wolper Law Firm, P.A. is currently investigating claims against Shaun Hayes, a former Financial Advisor at Merrill Lynch in Fort Worth, Texas.  Jennifer Ling has been in the securities industry since the 2005 and previously worked AXA Advisors. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Shaun Hayes has […]