November 9, 2019
Ma Rosa Linan Abrego (CRD # 6122105) was a Financial Advisor at Merrill Lynch in McAllen, Texas. Ma Rosa Linan Abrego has been in the securities industry since 2016 and has spent the entirety of that time period with Merrill Lynch. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]
September 12, 2019
Bernie Adair (CRD # 1535429) is a Financial Advisor at Merrill Lynch in Jupiter, FL. Bernie Adair has been in the securities industry since 1986 and previously worked at Dominick & Dominick, Prescott, Ball & Turben, Gulfstream Financial, First American Asset Management Group, and Welco Securities. According to publicly available records released by the Financial […]
August 27, 2019
Peter Huffman (CRD # 5613027) is a Financial Advisor at Merrill Lynch, Pierce, Fenner & Smith in La Jolla, CA. Peter Huffman has been in the securities industry since 2009. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in August 2019, a customer filed a complaint against Peter Huffman alleging […]
August 23, 2019
Gregory P. Washington (CRD # 5420613) is a Financial Advisor at Merrill Lynch in Washington, DC. Gregory Washington has been in the securities industry since 2009 and previously worked at Aegis Capital Corp, Spartan Capital Securities and Maxim Group. According to publicy available records released by the Financial Industry Regulatory Authority (FINRA), Gregory Washington is […]
July 13, 2019
Jeffrey Smith (CRD 1908011) is a Financial Advisor at Merrill Lynch in Farmington Hills, Michigan. Jeffrey Smith (CRD 1908011) has been in the securities industry since 1997 and has worked for Merrill Lynch for his entire career. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), since 2015, Jeffrey Smith (CRD […]
July 3, 2019
Larry Crabtree was a financial advisor at Wilbanks Securities in Edmond, OK. Larry Crabtree has been in the securities industry since 1994 and previously worked at WFG Investments, Inc., Capital West Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith, Capital West Securities and Robert Thomas Securities. According to publicly available records released by the Financial […]
March 11, 2019
Robert Gerstein is a Financial Advisor at Merrill Lynch in its New York, NY branch office. Robert Gerstein has been in the securities industry since 1977 and has worked with Merrill Lynch for his entire career. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Robert Gerstein has four (4) customer […]
March 4, 2019
Thomas J. Buck was a former top producing broker for Merrill Lynch from 1981 in its Indianapolis, IN branch office, before he was terminated in 2015. Thomas Buck also worked for RBC Capital Markets in Indianapolis for a short period of time in 2015 before FINRA barred him from the industry. According to publicly available […]
February 9, 2019
The Wolper Law Firm, P.A. is currently investigating claims against Ben Dembla, a former Financial Advisor at Merrill Lynch in Chicago, Ill. Ben Dembla has been in the securities industry since 2001. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on February 5, 2019, FINRA sanctioned Ben Dembla, barring him […]
December 16, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Christopher Hellman (CRD 6584084),a former Financial Adviser at Merrill Lynch in Boca Raton, Florida. Christopher Hellman has been in the securities industry for less than three years and previously worked at FMS Bonds. According to publicly available records released by the Financial Industry Regulatory Authority […]