fbpx

Category: Merrill Lynch

Financial Advisor Shakela Carter (Merrill Lynch, Pierce, Fenner & Smith) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Shakela Carter, a former Financial Advisor at Merrill Lynch in Ft. Lauderdale, Florida.  Shakela Carter has been in the securities industry since the 2009. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in 2016, Shakela Carter resigned from Merrill Lynch […]

Financial Advisor John James (Merrill Lynch, Pierce, Fenner & Smith) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against John James, a former Financial Advisor at Merrill Lynch in Golden Valley, Minnesota.  John James first entered the securities industry in 2003 and previously worked for Piper Jaffray. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 27, 2017, […]

Financial Advisor Erik Littlejohn (Merrill Lynch, Pierce, Fenner & Smith) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Erik Littlejohn, a Financial Advisor at Merrill Lynch in Houston, Texas.  Erik Littlejohn first entered the securities industry in the 1980s and previously worked for UBS Financial Services and Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor Christopher Hibbard (Merrill Lynch, Pierce, Fenner & Smith) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Christopher Hibbard, a former Financial Advisor at Merrill Lynch in Louisville, Kentucky.  Christopher Hibbard first entered the securities industry in the 1990s and previously worked for Morgan Keegan & Cop and AG Edwards. According to publicly available records released by the Financial Industry Regulatory Authority […]

Financial Advisor Charles Kanahan (Merrill Lynch, Pierce, Fenner & Smith) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Charles Kanahan, a Financial Advisor at Merrill Lynch in Boston, Mass.  Charles Kanahan has been in the securities industry since the 1980s and, prior to Merrill Lynch, worked at Morgan Stanley, Bear, Stearns and Thomson McKinnon Securities . According to publicly available records released by […]

Financial Advisor Craig Mardany (Merrill Lynch, Pierce, Fenner & Smith) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Merrill Lynch Financial Advisor, Craig Mardany, of Newport Beach, CA. Merrill Lynch Financial Advisor, Craig Mardany, out of Newport Beach, CA, is the subject of a customer complaint for unsuitable investment recommendations.  The customer has alleged damages of $10 million. Financial Advisors are required by […]