August 9, 2018
The Wolper Law Firm, P.A. is currently investigating claims against William Burks, a Financial Advisor at Centaurus Financial in Flower Mound, Texas. William Burks has been in the securities industry since the 1990s and previously worked at PFS Investments, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), since 2010, […]
August 2, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Michael Barnett, a former Financial Advisor at Hilliard Lyons in Marion, Illinois Michael Barnett has been in the securities industry since 2010 and previously worked for Edward Jones According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Michael Barnett has five […]
August 2, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Paul Deangelo, a former Financial Advisor at Oppenheimer & Co. in Saddle Brook, New Jersey. Paul Deangelo has been in the securities industry since 1980s and previously worked for Wells Fargo and Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory […]
July 26, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Robert Cleary, a Financial Advisor at Stifel Nicolaus in New York, NY. Robert Cleary has been in the securities industry since the 1980s and previously worked for Gruntal & Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on May […]
July 26, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Michael Pepe, a Financial Advisor at Ameriprise in Tampa, Florida. Michael Pepe has been in the securities industry since the 1980s and previously worked for Gunallen Financial and UBS Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]
July 25, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Michael Fitz-Gerald, a former Financial Advisor at Morgan Stanley in San Francisco, CA. Michael Fitz-Gerald has been in the securities industry since the 1970s and previously worked for UBS Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]
July 25, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Robert Tweed a/k/ Rusty Tweed, a Financial Advisor at Cabot Lodge Securities in San Marino, California. Robert Tweed a/k/ Rusty Tweed has been in the securities industry since the 1990s and previously worked for Capwest Securities and MAM Securities. According to publicly available records released […]
July 21, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Stephen Hurtuk, a former Financial Advisor at Stifel Nicolaus in Boardman, Ohio. Stephen Hurtuk has been in the securities industry since the 1970s and previously worked for Citigroup and Merrill Lynch. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Stephen […]
July 19, 2018
The Wolper Law Firm, P.A. is currently investigating claims against James Unger, a former Financial Advisor at Financial American Securities, Hennion and Walsh and Fintegra in various cities throughout Ohio. James Unger first entered the securities industry in the 1990s. According to publicly available records, on July 17, 2018, the Securities and Exchange Commission (SEC) […]
July 19, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Philip Moshier, a Financial Advisor at Lincoln Financial Advisors Corp. in Solon Ohio. Philip Moshier has been in the securities industry since the 1970s and previously worked for Cigna Financial Advisors. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Philip […]