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Year: 2018

Financial Advisor John Pariser (Independent Financial Group, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against John Pariser, a former Financial Adviser at Independent Financial Group in Pacific Grove, California.  John Pariser has been in the securities industry since the 1990s and previously worked at SWS Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Charles Bloom (International Assets Advisory, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Charles Bloom, a former Financial Adviser at International Asset Advisory and Chelsea Financial Services in Palm Beach County, Florida.  Charles Bloom has been in the securities industry since 2000 and worked at myriad brokerages  during that period of time. According to publicly available records released […]

Financial Advisor Brandon Stimpson (Allegis Investment Services, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Brandon Stimpson, a former Financial Adviser at Allegis Investment Advisors in North Logan, Utah.  Brandon Stimpson has been in the securities industry since the 2000s and was previously employed by Signator Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority […]

Financial Advisor Sean Waters (Newbridge Securities Corp.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Sean Waters, a former Financial Adviser at Newbridge Securities Corp. in Boca Raton, FL.  Sean Waters has been in the securities industry since the 2001 and previously worked for Financial West Group through 2017. According to publicly available records released by the Financial Industry Regulatory […]

Financial Advisor Cheryl Ann Stallings (LPL Financial LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Cheryl Ann Stallings, a former Financial Advisor at LPL Financial in Amarillo, Texas.  Cheryl Ann Stallings has been in the securities industry since the 1990s and previously worked for Bank of America Investment Services. According to publicly available records released by the Financial Industry Regulatory […]

Financial Advisor David Fagenson (Newbridge Securities Corp.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against David Fagenson, a Financial Adviser at Newbridge Securities in Boca Raton, FL.  David Fagenson has been in the securities industry since 1980 and was previously employed by UBS Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), David Fagenson […]

Financial Advisor Kyle Harrington (National Securities Corp.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Kyle Harrington, a former Financial Adviser at National Securities Corp. and Aurora Capital in San Diego, CA and Bridgehampton, NY, respectively. Kyle Harringon has been in the securities industry since the 1990s and has worked for myriad brokerage firms in NY and CA. According to […]

Financial Advisor Stephen Murray (Raymond James Financial Services, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Stephen Murray, a former Financial Adviser at Raymond James in Palm Beach Gardens, FL. Stephen Murray has been in the securities industry since the 1970s and has worked for Morgan Keegan & Co. According to publicly available records released by the Financial Industry Regulatory Authority […]

Financial Advisor William Dumchus (Morgan Stanley) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against William Dumchus, a Financial Adviser at Morgan Stanley in Short Hills, NJ. William Dumchus has been in the securities industry since the 1980s and has worked for Wells Fargo Advisors. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in October […]