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Category: International Assets Advisory

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Former WFG Investments, Inc. Broker, Damian Bell, Has Had Ten Customer Complaint Disclosures Alleging Sales Practice Misconduct

Damian Bell (CRD # 2348521) is currently a registered financial advisor at International Assets Advisory, LLC in Daphne, Alabama. Damian Bell has been in the securities industry since 1993 and previously worked at WFG Investments, Inc., Rockbridge Asset Management, LLC, Gunnallen Financial, Inc., Wachovia Securities Financial Network, LLC, Captrust Financial Advisors, Merrill Lynch, Pierce, Fenner […]

International Assets Advisory Financial Advisor, James Bashaw, Santioned By FINRA

James Bashaw is a Financial Advisor at International Assets Advisory, LLC in Houston, TX.  James Bashaw has been in the securities industry since 1984 and previously worked at Merrill Lynch, Kidder, Peabody, Thomas White & Co., First America Equities, Suntrust Equitable Securities, J.C. Bradford & Co., UBS, LPL Financial and Wunderlich Securities, Inc.  According to […]

Chelsea Financial Services Broker, Charles Bloom, Barred By FINRA For Allegedly Recommending Unsuitable Investments

The Wolper Law Firm is currently investigating claims against Charles Bloom, a former Financial Adviser at International Asset Advisory and Chelsea Financial Services in Palm Beach County, Florida.  Charles Bloom has been in the securities industry since 2000 and worked at myriad brokerages  during that period of time. According to publicly available records released by […]

Financial Advisor, Bruce Plyer, Barred By FINRA After Failing To Cooperate In An Investigation Into His Alleged Excessive Trading In Customer Accounts

The Wolper Law Firm is currently investigating claims against Bryce Plyer, a former Financial Advisor at Morgan Stanley and International Assets Advisory in Morristown, NJ. Bryce Plyer has been in the securities industry since the 1980s and previously worked at Citigroup and Lehman Brothers. According to publicly available records released by the Financial Industry Regulatory […]