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Former Hornor, Townsend & Kent Broker, Thomas Sova, Suspended By FINRA For Allegedly Selling Unregistered Woodbridge Promissory Notes

February 23, 2019

Thomas E. Sova is a former Financial Advisor at Hornor, Townsend & Kent, Inc. in Baton Rouge, LA.  Thomas Sova has been in the securities industry since 1984.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 27, 2018, Hornor, Townsend & Kent, Inc. terminated Thomas Sova “for violation…

LPL Discharged Financial Advisor, Gabriela Trower, For Failing To Disclose Outside Business Activities

February 9, 2019

The Wolper Law Firm is currently investigating claims against Gabriela Trower, a former Financial Advisor at LPL Financial in Coconut Creek, FL.  Gabriela Trower has been in the securities industry since 2000 and previously worked for Beta Capital Securitis. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 4…

Financial Advisor, Noel Carino, Barred By FINRA For Failing To Cooperate With A FINRA Investigation

January 21, 2019

The Wolper Law Firm is currently investigating claims against Noel Carino, a former Financial Adviser at General Securities Corp. in North Kansas City, Missouri.  Noel Carino has been in the securities industry since 1999 and previously worked at Allstate Financial Services and Morgan Stanley.  According to publicly available records released by the Financial Industry Regulatory…

World Capital Brokerage Terminated Broker Mark Lamendola, Who Has Multiple Customer Complaints And Has Since Been Barred By FINRA

January 13, 2019

The Wolper Law Firm is currently investigating claims against Mark Lamendola, a former Financial Adviser at World Capital Brokerage in Cranberry Township, Pennsylvania.  Mark Lamendola has been in the securities industry since the 1980s and previously worked at Equity Services.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on January…

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Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452
(954)-406-1231

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis

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1001 Fourth Ave.
#3200
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We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis