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Tag: Selling Away

Financial Advisor Dwight Dykstra (Vision Brokerage Services) Customer Complaints

Dwight Dykstra (CRD # 1028210) was a Financial Advisor at Vision Brokerage Services in Maitland, FL from 2013-2019. Dwight Dykstra has been in the securities industry since 1982 and previously worked at FSC Securities Corporation, Walnut Street Securities, Inc., Pruco Securities Corporation, and The Prudential Insurance Company of America. According to publicly available records released […]

Financial Advisor Tony Kassaei (Centaurus Financial, Inc.) Customer Complaints

Tony Kassaei (CRD # 4375259) was a Financial Advisor at Centaurus Financial, Inc. in Irvine, CA. Tony Kassaei has been in the securities industry since 2001 and was registered at seven different brokerage firms including Summit Brokerage Services, Inc., J.P. Turner & Company LLC, and LPL Financial Corporation. According to publicly available records released by […]

Financial Advisor Hary Datys (Westpark Capital) Customer Complaints

Hary Datys (CRD # 1877750) was a Financial Advisor at Westpark Capital, Inc. in New York, NY. Hary Datys was in the securities industry from 1990 to 2020. Harry Datys worked for eight different brokerage firms including Sterling Financial Investment Group, Inc. (expelled by FINRA), Joseph Stevens & Company, Inc., and GKN Securities Corp. According […]

Financial Advisor Arthur Hoffman (Ameriprise Financial Services, LLC) Customer Complaints

Arthur Hoffman (CRD # 3193754) was a Financial Advisor at Ameriprise Financial Services, LLC in Glenndale, AZ. Arthur Hoffman has been in the securities industry since 1999 and previously worked at Wedbush Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley DW Inc. According to publicly available records released by the Financial […]

Financial Advisor James Rapisarda (LPL Financial LLC) Customer Complaints

James Rapisarda (CRD # 1851883) was a Financial Advisor at LPL Financial LLC in Scottsdale, AZ. James Rapisarda was in the securities industry from 1988 to 2018 and previously worked at eight different brokerage firms, including National Planning Corp. and AIG Financial Advisors. According to publicly available records released by the Financial Industry Regulatory Authority […]

Financial Advisor Narinder Singh (Farmers Financial, LLC) Customer Complaints

Narinder Singh (CRD # 3100308) was a Financial Advisor at Farmers Financial, LLC in Sacramento, CA. Narinder Singh has been in the securities industry since 1998 and previously worked at Proequites, Inc., Transamerica Financial Advisors, Inc., Oneamerica Securities, Inc., and Foresters Equity Services, Inc. According to publicly available records released by the Financial Industry Regulatory […]

Financial Advisor Michael Iannarino (Private Client Services, LLC) Customer Complaints

Michael Iannarino (CRD #1258453) was a Financial Advisor at Private Client Services in Columbus, Ohio. Michael Iannarino has been in the securities industry since 1984 and previously worked at BCG Securities and Stifel Nicolaus. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 30, 2020, Michael Iannarino was sanctioned […]

Financial Advisor Gregory Ricker (Westpark Capital) Customer Complaints

Gregory Ricker (CRD #1834893) was a Financial Advisor at Westpark Capital in Boca Raton, FL. Gregory Ricker has been in the securities industry since 1992 and previously worked at National Securities Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 29, 2020, Gregory Ricker was sanctioned by FINRA, […]

Financial Advisor Christopher Roumayeh (Merrill Lynch, Pierce, Fenner & Smith) Customer Complaints

Christopher Roumayeh (CRD # 4510051) was a Financial Advisor at Merrill Lynch in Bloomfield Hills, Michigan. Christopher Roumayeh has been in the securities industry since 2002 and previously worked at Citigroup Global Markets. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on May 20, 2020, FINRA sanctioned Christopher Roumayeh, suspending […]

Financial Advisor James G. Kennedy (Woodbury Financial Services) Customer Complaints

James G. Kennedy (CRD # 1527660) was a Financial Advisor at Woodbury Financial Services in Madison, MS. James G. Kennedy has been in the securities industry since 1984 and previously worked at Hartford Equity Sales Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 28, 2020, FINRA sanctioned […]