Jasmit Singh (CRD#: 6483304), an Investment Advisor previously associated with J.P. Morgan Securities, LLC, entered the securities industry in 2017. He ended his employment with J.P. Morgan Securities, LLC on February 18, 2020. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in January 2020, FINRA suspended Jasmit Singh for a […]

Gary Hammond was a financial advisor for Hornor, Townsend & Kent, Inc., from August 2017 until December 2017. He was previously associated with Guardian Investor Services Corporation; Park Avenue Securities, LLC; MSI Financial Services, Inc.; Metropolitan Life Insurance Company; and MML Investors Services, LLC. According to publicly available records released by the Financial Industry Regulatory […]

Michael Tavel (CRD #6413) was a registered financial advisor at LPL Financial LLC from 2004-2019. Michael Tavel was also dually registered as an investment adviser. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 9, 2020, Michael Tavel was suspended for 18 months and fined $20,000 for allegedly participating […]

Investment adviser Gregory McCloskey (CRD#: 2820510) was employed as a broker by Westpark Capital, Inc. from 2016 until October 7, 2019, when he was permitted by the firm to resign after failing to adhere to a heightened supervision plan. Gregory McCloskey was a broker with Newport Coast Securities from 2007 until 2016. According to publicly […]

Nicholas Palumbo (CRD #1069948) was a registered broker with Park Avenue Securities LLC from 1999-2020 in Armonk, NY. Nicholas Palumbo was in the securities industry from 1983-2020 and also worked for Guardian Investor Services Corporation, SMA Equities, Inc., and First Investors Corporation. On April 17, 2020 Nicholas Palumbo was permitted to resign from Park Avenue […]

Brian Radoo (CRD # 2558458) was a Financial Advisor at Next Financial Group, Inc. in North Woodmere, NY. Brian Radoo has been in the securities industry since 1994 and previously worked at Union Capital Company, Chase Investment Services Corp., HSBC, Citicorp Investment Services, Chase investment Services Corp., and Chemical Investment Services Corp. According to publicly […]

Troy Baily (CRD# 4458930) was registered advisor at Sagepoint Financial, Inc. in Omaha, NE. Troy Baily was in the securities industry from 2001 to 2018. Troy Baily previously worked for AXA Advisors, LLC, Proequities, Inc., Ameritas Investment Corp., Vision, and Centarus Financial, Inc. According to publicly available records released by the Financial Industry Regulatory Authority […]

Norman Batansky (CRD # 834388) is currently registered at Peak Brokerage Services, LLC in Jupiter, FL and Blackridge Asset Management, LLC in Boca Raton, FL. Norman Batansky has been in the securities industry since 1977. Norman Batansky previously worked at Private Advisor Group, LLC and LPL Financial LLC in King of Prussia, PA. Norman Batansky […]

Johnathan Freeze (CRD # 2642023) was last registered at Fortune Financial Services, Inc. in Canonsburg, PA. Johnathan Freeze was in the securities industry from 1995 to 2017. Johnathan Freeze’s employment history includes Summit Brokerage, LPL Financial LLC, and Lincoln Financial Advisors Corporation. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Marcus Beasley (CRD# 3157595) was in the securities industry from 1999 to 2019. Marcus Beasley worked at six different brokerage firms including Supreme Alliance LLC, W & S Brokerage Services, Inc. (Owen Mill, MD), Allstate Financial Services, LLC (Columbia, MD) and NY Life Securities LLC (Timonium, MD) According to publicly available records released by the […]