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Tag Selling Away

Former LPL Financial Broker, Kerry Hoffman Sued By SEC For Selling $3.3 Million In Unregistered Securities In GT Media, Inc.

September 8, 2019

Kerry Hoffman (CRD # 1061740) was a Financial Advisor at LPL Financial in Mundelein, Illinois.  Kerry Hoffman has been in the securities industry since 1982 and previously worked at Raymond James and UBS Financial Services.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 1, 2019, the Securities Exchange…

Former Securities America Broker, Bobby Coburn, Barred By FINRA

September 6, 2019

Bobby Coburn (CRD # 1464789) is a former Financial Advisor at Securities America, Inc. in Fort Meade, FL.  Bobby Coburn has been in the securities industry since 1998 and previously worked at Brecek & Young Advisors, Inc., Legend Equities Corporation, Nationwide Securities, Inc., Walnut Street Securities, Inc., North American Management, Inc. and Ameritas Investment Corp. …

Former John W. Loofbourrow Associates Broker, Craig Zabala, Barred By FINRA For Allegedly Engaging In Unapproved Outside Business Activities

September 3, 2019

Craig A. Zabala (CRD # 2740680) is a former Financial Advisor at John W. Loofbourrow Associates, Inc. in New York.  Craig Zabala has been in the securities industry since 1997 and previously worked at Torsiello Securities, Inc., Intercoastal Financial Services Corp., Independent Securities Investors Corporation, Brean Murray & Co., Allmerica Investments, Inc., Trautman Wasserman &…

Former Capital Finanical Services Broker, Justin Mitchell, Suspended By FINRA For Allegedly Engaging In Unapproved Outside Business Activities

August 30, 2019

Justin Mitchell (CRD # 5177794) is a former Financial Advisor at Capital Finanical Services in Baton Rouge, Louisiana.  Justin Mitchell has been in the securities industry since 2007 and previously worked at LPL Finanical.  Since 2019, Justin Mitchell has been registered with Calton & Associates.  According to publicly available records released by the Financial Industry…

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Main Office - Fort Lauderdale

1250 S. Pine Island Road
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Plantation, FL 33324
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We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis