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Digital Offering LLC Broker, Mark Elenowitz, Suspended 30 Days By FINRA For Allegeding Engaging In Private Securities Transactions

August 6, 2020

Mark Elenowitz (CRD # 2057802) is a Financial Advisor at Digital Offerings LLC in Laguna Beach, CA. Mark Elenowitz has been in the securities industry since 1990 and previously worked at Tripoint Global Equities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on May 29, 2020, Mark Elenowitz was sanctioned…

Former Comprehensive Asset Management And Servicing, Inc. Broker, Tamara Steele, Barred By The Securities Exchange Commission

July 24, 2020

Tamara Steele (CRD # 3227494) was a Financial Advisor at Comprehensive Asset Management and Servicing, Inc. in Pendelton, IN. Tamara Steele has been in the securities industry since 1999 and previously worked at Purshe Kaplan Sterling Investments, American General Securities Incorporated, and Franklin Financial Services Corporation. According to publicly available records released by the United…

Former Private Client Services Broker, Michael Iannarino, Barred By FINRA, For Allegedly Selling Unregistered Promissory Notes To Customers

July 5, 2020

Michael Iannarino (CRD #1258453) was a Financial Advisor at Private Client Services in Columbus, Ohio. Michael Iannarino has been in the securities industry since 1984 and previously worked at BCG Securities and Stifel Nicolaus. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 30, 2020, Michael Iannarino was sanctioned…

Former Westpark Capital Broker, Gregory Ricker, Suspended Six Months By FINRA For Allegeding Engaging In Private Securities Transactions

July 5, 2020

Gregory Ricker (CRD #1834893) was a Financial Advisor at Westpark Capital in Boca Raton, FL. Gregory Ricker has been in the securities industry since 1992 and previously worked at National Securities Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 29, 2020, Gregory Ricker was sanctioned by FINRA,…

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Main Office - Fort Lauderdale

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We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis