Paul David Weiss (CRD # 1849504) was a Financial Advisor at Mora WM Securities in Miami, FL. Charles Euler has been in the securities industry since 1989 and previously worked at Global Investor Services and Colony Park Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 22, […]

Gerald Dewes (CRD # 2465538) was a Financial Advisor at Cadaret, Grant, & Co. Gerald Dewes has been in the securities industry since 1994 and previously worked for a number of brokerage firms, including Lincoln Financial Securities, Northeast Securities and Cambridge Investment Research. According to publicly available records released by the Financial Industry Regulatory Authority […]

John Rosas Jaramillo (CRD # 2659263) was a Financial Advisor at Western International Securities, Inc. in Westlake Village, CA. John Jaramillo has been in the securities industry since 1996 and previously worked for Financial West Group and PFS Investments, Inc. John Jaramillo is not currently registered as a broker. According to publicly available records released […]

Raymond A. Thomas (CRD # 1675282) was a Financial Advisor at Network 1 Financial Securities in Brooklyn, NY. Raymond A. Thomas has been in the securities industry since 1997 and has worked for 16 brokerage firms, including six (6) that have been expelled from the industry by FINRA. According to publicly available records released by […]

David Aaron Rockwell (CRD # 4236377) was a Financial Advisor at Cetera Advisor Networks LLC in Fort Myers, FL.  David Rockwell has been in the securities industry since since 2000 and previously worked at SunTrust Investment Services, Inc., Fifth Third Securities, Inc. and Comerica Securities. According to publicly available records released by the Financial Industry […]

Jeffrey Scott Nimmow (CRD # 2693601) was a Financial Advisor at Forest Securities, Inc. in Hillside, IL.  Jeffrey Nimmow has been in the securities industry since since 1996 and previously worked at Questar Capital Corporation, Traderight Securities, Inc., USAllianz Securities, Inc., Signator Investors, Inc. and John Hancock Mutual Life Insurance Company. According to publicly available […]

Jason Hawke (CRD # 4177415) was a Financial Advisor at National Securities Corp. in Meridian, Idaho. Jason Hawke has been in the securities industry since 2000 and previously worked at Newbridge Securities Corp and JP Turner & Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April 2019, the […]

Stephen Carver (CRD # 2230161) was a Financial Advisor at Cetera Advisors and Lifemark Securities in Peoria, Illinois.  Stephen Carver has been in the securities industry since since 1992 and previously worked for Brewer Financial Services and LPL Financial Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on January […]

Robert P. Allen (CRD # 6267678) was a former Financial Advisor at Country Capital Management Company in Augusta, GA. Robet Allen has been in the securities industry since 2013. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 13, 2019, FINRA sanctioned Robert Allen for allegedly engaging “in an […]

Michael Jason Collins (CRD # 2915653) was a Financial Advisor at Kingsbury Capital, Inc. in Evanston, IL. Michael Collins has been in the securities industry since 1999 and previously worked at Robert W. Baird & Co., Morgan Stanley and Citigroup Global Markets. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]