Gary Barth (CRD # 2466996) is a Financial Advisor at Ameritas Investment Company, LLC in Kearney, NE. Gary Barth has been in the securities industry since 1994. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Gary Barth has been the subject of four (4) customer complaints, alleging sales practice misconduct: […]

Mercer Hicks III (CRD # 245170) is a Financial Advisor at Southeast Investments in Pinehurst, North Carolina. Mercer Hicks III has been in the securities industry since 1972 and previously worked at Capital Investment Group and Cantella & Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 1, […]

William Sines (CRD #2190586) was a former Financial Advisor at Kalos Capital in Seminole, Florida. William Sines currently works for Berthel Fisher & Co. William Sines has been in the securities industry since the early 1990s and previously worked for SII Investments and Pruco Securities Corp. According to publicly available records released by the Financial […]

  Kenneth Guerra (CRD # 1337062) is a Financial Advisor at Independent Financial Group in Grants Pass, Oregon. Kenneth Guerra previously worked at ING Financial Partners. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on September 5, 2019, a customer complaint was reported against Kenneth Guerra, alleging “despite ttheir stated […]

Jeffrey Dixson (CRD # 4166311) is a Financial Advisor at Madison Avenue Securities in Vancouver, Washington.  Jeffrey Dixson has been in the securities industry since 2000 and previously worked at Pacific West Securities and Intersecurities, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Jeffrey Dixson has had five customers […]

Adam Lunceford (CRD # 4686499) is currently a Financial Advisor at LPL Financial In Scottsdale, Arizona.  Adam Lunceford has been in the securities industry since 2003 and previously worked at Securities Service Network.  The Wolper Law Firm, P.A. has filed an arbitration claim before the Financial Industry Regulatory Authority (FINRA) on behalf of a sixty-four […]

The Wolper Law Firm, P.A. is currently investigating claims on behalf of investors who purchased shares of Lightstone Real Estate Income Trust, Inc., a non-traded real estate investment trust (“Non-Traded REIT”). Lightstone’s Non-Traded REIT offerings include: Lightstone Value Plus REIT, Inc. (closed to new investors) Lightstone Value Plus REIT II, Inc. (closed to new investors) […]

James Travis Flynn is a former Financial Advisor at Voya Financial Advisors, Inc. in Greenville, South Carolina.  After being terminated by Voya in August 2017 for providing “misleading information to the Firm during a complaint investigation,” James Flynn briefly joined IFS Securities, where he was terminated in 2018 for allegations he “traded ahead of authorization.’  […]

Thomas E. Sova is a former Financial Advisor at Hornor, Townsend & Kent, Inc. in Baton Rouge, LA.  Thomas Sova has been in the securities industry since 1984.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 27, 2018, Hornor, Townsend & Kent, Inc. terminated Thomas Sova “for violation […]

The Wolper Law Firm, P.A. is currently investigating claims against Travis Hughes, a Financial Advisor at Cetera Advisors in El Paso, Texas.  Travis Hughes has been in the securities industry since the 1980s and previously worked at Investors Capital Corp.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Travis Hughes […]