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Investment Loss Law Firm

Are you struggling to understand how your investment losses came to be? Contact a respected investment loss lawyer to learn more about what your options are for financial recovery.

When you started working with your financial advisor, you understandably trusted that they would not take advantage of you and would always act in your best interests. Unfortunately, this is not always the case. When reckless or scheming stockbrokers are interested in furthering their own financial gain, it often results in considerable losses to the investor.

But what can you do about it? The Financial Industry Regulatory Authority (FINRA) provides opportunities for investors like you to recoup their losses through arbitration proceedings. Get help with your FINRA arbitration complaint by contacting reputable investment loss law firm Wolper Law Firm to discuss the details of your case.

What Types of Misconduct Can an Investment Loss Lawyer Help With?

There are seemingly endless different ways that a financial advisor can fly under the radar and take advantage of an investor. Unfortunately, paying close attention to your accounts is one of the only ways to protect yourself. 

When misconduct does occur, you may be able to get your money back by pursuing arbitration through FINRA. Although there are many different types of fraud and misconduct, some occur more frequently than others. Some of the more common types of misconduct seen in arbitration cases include:

  • Selling away
  • Lack of portfolio diversification
  • Unauthorized trading
  • Excessive trading (churning)
  • Omission
  • Misrepresentation
  • Failure to supervise
  • Ponzi schemes
  • Unsuitability

Essentially, anytime a stockbroker fails to uphold their fiduciary duty to their investor, they can be held accountable for the stock losses of the client.

How an Investment Loss Lawyer Could Help You

After suffering such a devastating loss, the thought of pursuing arbitration may seem overwhelming. Having an experienced investment loss lawyer on your side could make all the difference in the success of your case. 

Your lawyer will be able to gather evidence that may not be readily available to you, present the evidence before the panel of arbitrators, question your broker and brokerage firm, and otherwise advocate for your right to full restitution for your investment losses.  

You are not legally required to have representation when pursuing a FINRA arbitration complaint, but having a qualified lawyer fighting for your rights can only benefit your case. If you have additional questions about how an investment loss lawyer could help you bring a scheming stockbroker to justice, it may be worthwhile to discuss the details of your case with an investment loss lawyer.

Get Help from a Law Firm Dedicated to Investment Loss

Are you ready to take action and bring your financial advisor to justice? If so, you could use an experienced investment loss law firm on your side. Schedule a free claim review now by getting in touch with Wolper Law Firm. We can be reached through the convenient contact form provided at the bottom of this page or by phone at 800-931-8452

Now is the time to talk to an investment loss recovery lawyer. We can help recover your investment loss. Free consultations, always.

Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452
(954)-406-1231

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis

Additional Office Locations (by appointment only)

Atlanta

3355 Lenox Road
Suite 7
Atlanta, GA 30326

Indianapolis

13295 N. Illinois St.
Suite 314
Indianapolis, IN 46032

New York City

275 Madison Avenue
Suite 705
New York, NY 10016

Dallas

3102 Maple Ave.
Suite 400
Dallas, TX 75201

Irvine

2600 Michelson Drive
Suite 1700
Irvine, CA 92612

Portland

5933 NE Win Sivers Drive
Suite 205
Portland, OR 97220

Denver

7900 E. Union Ave.
Suite 1100
Denver, CO 80237

Naperville

1700 Park Street
Suite 103
Naperville, IL 60563

Seattle

1001 Fourth Ave.
#3200
Seattle, WA 98154

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis