Category: Wells Fargo Advisors

Stephen J. Klinger (CRD # 1294139) was a Financial Advisor at Well Fargo Clearing Services, LLC in Asheville, NC.  Stephen Klinger has been in the securities industry since 1985 and previously worked at Wachovi Securities, Fortis Investors, Merrill Lynch, The Robinson-Humphrey Company, Edward Jones and Shearson Lehman Brothers. According to publicly available records released by […]

Herbert Hafen (CRD # 867068) is a former Financial Advisor at Wells Fargo and Morgan Stanley in New York, NY.  Herbert Hafen has been in the securities industry since 1979 and previously worked at Bear, Stearns.     According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in August 2018, Wells Fargo […]

Stephen A. Kelbick (CRD # 1429133) was a Financial Advisor at Wells Fargo Clearing Services in Villanova, PA.  Stephen Kelbick has been in the securities industry since 1985 and previously worked at Morgan Stanley, Citigroup, Lehman Brothers and Prudential-Bache Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), FINRA suspended […]

Joseph Andreoli a/k/a Joe Andreoli (CRD # 1718688) was a Financial Advisor at Wells Fargo Advisors in Paramus, New Jersey.  Joseph Andreoli has been in the securities industry since 1987 and previously worked at Citigroup Global Markets, Inc. and its predecessor Smith Barney, Inc.   Joseph Andreoli currently works for Raymond James & Associates.  On August […]

Michael Garris (CRD 1540384) is a former Financial Advisor at Wells Fargo in Los Angeles, CA.  Michael Garris (CRD 1540384) has been in the securities industry since 1987 and previously worked at Morgan Stanleyu and Citigroup.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in June 2018, Michael Garris (CRD […]

David J. Strnad is a former Financial Advisor at Wells Fargo Clearing Services, LLC in Nashville, TN.  David Strnad has been in the securities industry since 1989 and previously worked at Morgan Stanley and Citigroup Global Markets. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on May 31, 2019, David […]

Bryan Benson is a Financial Advisor at Wells Fargo Advisors in Tuscon, Arizona.  Bryan Benson entered the securities industry in 1975 and previously worked for RBC Dain Rauscher.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in January 2019, a customer filed a complaint against Bryan Benson, alleging that “FA […]

Bryan E. Benson is a Financial Advisor at Wells Fargo Clearing Services in its Tuscon, Arizona branch office.  Bryan Benson has been in the securities industry since 1975 and previously worked at Dean Witter, Tucker, Anthony & R.L. Day, Sutro & Co., Rauscher Pierce Refsnes, Dain Rauscher Incorporated and RBC Dain Rauscher Inc. According to […]

Richard Bernstein is a Financial Advisor at Wells Fargo in its Incline Village, Nevada branch office.  Richard Bernstein has been in the securities industry since 1983 and previously worked at Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Richard Bernstein has eight (8) customer complaints disclosed on his […]

The Wolper Law Firm, P.A. is currently investigating claims against Ronald Blascyzk, a former Financial Adviser at Wells Fargo Clearing Services in Green Bay, Wisconsin.  Ronald Blascyzk has been in the securities industry since the 1990s and previously worked at US Bancorp Investments. According to publicly available records released by the Financial Industry Regulatory Authority […]