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Category Wells Fargo Advisors

Did You Purchase Northstar Financial Services (Bermuda) Ltd. from Current Wells Fargo and Former Suntrust Financial Advisor Raul Benitez?

October 26, 2021

Raul Benitez (CRD#: 4457185) is a dually registered Broker and Investment Advisor at Wells Fargo Clearing Services, LLC in Aventura, FL. He entered the securities industry in 2001 and previously worked for Suntrust Advisory Services, Inc.; Suntrust Investment Services, Inc.; LPL Financial, LLC; J. P. Morgan Securities, LLC; Chase Investment Services Corp.; Brokers International Financial…

Allegations of Selling Away Pending Against Former Wells Fargo Financial Advisor Jeremy Fortner

October 26, 2021

Jeremy Fortner (CRD#: 4811478) is a previously registered Broker and previously registered Investment Advisor. He entered the securities industry in 2004 and previously worked for Wells Fargo Clearing Services, LLC; J. P. Morgan Securities, LLC; Chase Investment Services Corp.; J. P. Morgan Institutional Investments, Inc.; Chase Investment Services Corp.; T. Rowe Price Investment Services, Inc.;…

Wells Fargo Financial Advisor Tyler Rigsbee Barred After Allegations of Mishandling Customer Accounts

July 23, 2021

Tyler Rigsbee (CRD#: 6351278) was a previously registered Broker and Investment Advisor at Wells Fargo Clearing Services, LLC in Sacramento, CA. He entered the securities industry in 2014 and previously worked for Edward Jones. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in July 2021, FINRA sanctioned Tyler Rigsbee, barring…

First Financial Equity Corp. Investment Advisor Scott Wayne Reed Barred by FINRA After Allegations of Selling Away

February 28, 2021

Scott Wayne Reed (CRD#: 3007033) was an Financial Advisor at First Financial Equity Corporation and Wells Fargo Advisors in Scottsdale, AZ. He entered the securities industry in 1999 and previously worked for Coastal Equities, Inc.; Accelerated Capital Group; Meridian United Capital, LLC; Fidelity Brokerage Services, LLC; and Ameritrade. According to publicly available records released by…

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Main Office - Fort Lauderdale

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#3200
Seattle, WA 98154