Tyler Rigsbee (CRD#: 6351278) was a previously registered Broker and Investment Advisor at Wells Fargo Clearing Services, LLC in Sacramento, CA. He entered the securities industry in 2014 and previously worked for Edward Jones. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in July 2021, FINRA sanctioned Tyler Rigsbee, barring […]

Scott Wayne Reed (CRD#: 3007033) was an Financial Advisor at First Financial Equity Corporation and Wells Fargo Advisors in Scottsdale, AZ. He entered the securities industry in 1999 and previously worked for Coastal Equities, Inc.; Accelerated Capital Group; Meridian United Capital, LLC; Fidelity Brokerage Services, LLC; and Ameritrade. According to publicly available records released by […]

Kevin Schaefer (CRD # 1286030) is a Financial Advisor at Wells Fargo Clearing Services, LLC in San Francisco, CA. Kevin Schaffer has been in the securities industry since 1984. Kevin Schaffer worked for Merrill Lunch, Pierce, Fenner & Smith Incorporated from 2011-2019. Kevin Schaefer’s employment history also includes UBS Financial Services Inc, Smith Barney Shearson […]

Kurt Gunter (CRD # 2747789) was a Financial Advisor at Wells Fargo Advisors in Bee Cave, Texas. Kurt Gunter has been in the securities industry since 1996 and previously worked at Stifel, Nicolaus & Co. and Raymond James. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on Novbember 20, 2020, […]

Jeffrey Eiler (CRD # 1028716) is a Financial Advisor at Wells Fargo Advisors in Ft. Lauderdale, FL. Jeffrey Eiler has been in the securities industry since since 1982 and previously worked at Janney Montogomery Scott and Prudential Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Jeffrey Eiler has twelve […]

Elizabeth Guarino (CRD # 1264531) was a Financial Advisor at Wells Fargo Clearing Services, LLC in Woodbury, NY.  Elizabeith Guarino has been in the securities industry since 1984 and previously worked at Morgan Stanley, Salomon Smith Barney and Lehman Brothers. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on November […]

Stephen J. Klinger (CRD # 1294139) was a Financial Advisor at Well Fargo Clearing Services, LLC in Asheville, NC.  Stephen Klinger has been in the securities industry since 1985 and previously worked at Wachovi Securities, Fortis Investors, Merrill Lynch, The Robinson-Humphrey Company, Edward Jones and Shearson Lehman Brothers. According to publicly available records released by […]

Herbert Hafen (CRD # 867068) is a former Financial Advisor at Wells Fargo and Morgan Stanley in New York, NY.  Herbert Hafen has been in the securities industry since 1979 and previously worked at Bear, Stearns.     According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in August 2018, Wells Fargo […]

Stephen A. Kelbick (CRD # 1429133) was a Financial Advisor at Wells Fargo Clearing Services in Villanova, PA.  Stephen Kelbick has been in the securities industry since 1985 and previously worked at Morgan Stanley, Citigroup, Lehman Brothers and Prudential-Bache Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), FINRA suspended […]

Joseph Andreoli a/k/a Joe Andreoli (CRD # 1718688) was a Financial Advisor at Wells Fargo Advisors in Paramus, New Jersey.  Joseph Andreoli has been in the securities industry since 1987 and previously worked at Citigroup Global Markets, Inc. and its predecessor Smith Barney, Inc.   Joseph Andreoli currently works for Raymond James & Associates.  On August […]