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Category Wells Fargo Advisors

Wells Fargo Clearing Services, LLC Broker, Kevin Schaefer, Has Had Six Customer Complaint Disclosures Throughout His Career

January 11, 2021

Kevin Schaefer (CRD # 1286030) is a Financial Advisor at Wells Fargo Clearing Services, LLC in San Francisco, CA. Kevin Schaffer has been in the securities industry since 1984. Kevin Schaffer worked for Merrill Lunch, Pierce, Fenner & Smith Incorporated from 2011-2019. Kevin Schaefer’s employment history also includes UBS Financial Services Inc, Smith Barney Shearson…

Former Wells Fargo Broker, Kurt Gunter, Suspended By FINRA Relating To Sales of Unit Investment Trusts (UITs)

December 27, 2020

Kurt Gunter (CRD # 2747789) was a Financial Advisor at Wells Fargo Advisors in Bee Cave, Texas. Kurt Gunter has been in the securities industry since 1996 and previously worked at Stifel, Nicolaus & Co. and Raymond James. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on Novbember 20, 2020,…

Fort Lauderdale Wells Fargo Broker, Jeffrey Eiler, Has Twelve Customer Complaints, Including Ten Since 2015

March 3, 2020

Jeffrey Eiler (CRD # 1028716) is a Financial Advisor at Wells Fargo Advisors in Ft. Lauderdale, FL. Jeffrey Eiler has been in the securities industry since since 1982 and previously worked at Janney Montogomery Scott and Prudential Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Jeffrey Eiler has twelve…

Former Wells Fargo Financial Advisor, Elizabeth Guarino, Suspended By FINRA For Alleged Recommendation Of Unsuitable Speculative Securities Transactions

November 16, 2019

Elizabeth Guarino (CRD # 1264531) was a Financial Advisor at Wells Fargo Clearing Services, LLC in Woodbury, NY.  Elizabeith Guarino has been in the securities industry since 1984 and previously worked at Morgan Stanley, Salomon Smith Barney and Lehman Brothers. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on November…

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