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Category: Wells Fargo Advisors

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Financial Advisor Michael Garris (Wells Fargo Clearing Services, LLC) Customer Complaints

Michael Garris (CRD 1540384) is a former Financial Advisor at Wells Fargo in Los Angeles, CA.  Michael Garris (CRD 1540384) has been in the securities industry since 1987 and previously worked at Morgan Stanleyu and Citigroup.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in June 2018, Michael Garris (CRD […]

Financial Advisor David J. Strnad (Wells Fargo Clearing Services, LLC) Customer Complaints

David J. Strnad is a former Financial Advisor at Wells Fargo Clearing Services, LLC in Nashville, TN.  David Strnad has been in the securities industry since 1989 and previously worked at Morgan Stanley and Citigroup Global Markets. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on May 31, 2019, David […]

Financial Advisor Bryan Benson (Wells Fargo Clearing Services, LLC) Customer Complaints

Bryan Benson is a Financial Advisor at Wells Fargo Advisors in Tuscon, Arizona.  Bryan Benson entered the securities industry in 1975 and previously worked for RBC Dain Rauscher.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in January 2019, a customer filed a complaint against Bryan Benson, alleging that “FA […]

Financial Advisor Richard Bernstein (Wells Fargo Clearing Services, LLC) Customer Complaints

Richard Bernstein is a Financial Advisor at Wells Fargo in its Incline Village, Nevada branch office.  Richard Bernstein has been in the securities industry since 1983 and previously worked at Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Richard Bernstein has eight (8) customer complaints disclosed on his […]

Financial Advisor Ronald Blascyzk (Wells Fargo Clearing Services, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Ronald Blascyzk, a former Financial Adviser at Wells Fargo Clearing Services in Green Bay, Wisconsin.  Ronald Blascyzk has been in the securities industry since the 1990s and previously worked at US Bancorp Investments. According to publicly available records released by the Financial Industry Regulatory Authority […]

Financial Advisor Wilfred Rodriguez (Wells Fargo Clearing Services, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Wilfred Rodriguez, a former Financial Advisor at Wells Fargo in Boca Raton, FL. Wilfred Rodriguez has been in the securities industry since the 1990s and previously worked at Prudential and PaineWebber. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor Timothy Scherwa (Wells Fargo Clearing Services, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Timothy Scherwa, a former Financial Advisor at Wells Fargo in Morris Plains, NJ, who is currently employed at Capitol Securities Management.  Timothy Scherwa has been in the securities industry since 1997 and previously worked at Morgan Stanley. According to publicly available records released by the […]

Financial Advisor John Schmidt (Wells Fargo Clearing Services, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against John Schmidt, a former Financial Advisor at Wells Fargo in Dayton, Ohio.  John Schmidt has been in the securities industry since 1980s and previously worked at Stifel Nicolaus. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), o in October 2017, […]

Financial Advisor Bryan Musso (Wells Fargo Clearing Services, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Bryan Musso, a Financial Advisor at Wells Fargo in New Orleans.  Bryan Musso has been in the securities industry since 1993 and previously worked at Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 7, 2017, a […]