October 22, 2019
Louis Mark Miller (CRD # 3054955) was a Financial Advisor at LPL Financial LLC in Jericho, NY. Louis Miller has been in the securities industry since 1998 and previously worked at Wells Fargo Advisor, LLC and Prudential Securities Incorporated. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in July 2019, […]
October 13, 2019
Adam Lunceford (CRD # 4686499) is currently a Financial Advisor at LPL Financial In Scottsdale, Arizona. Adam Lunceford has been in the securities industry since 2003 and previously worked at Securities Service Network. The Wolper Law Firm, P.A. has filed an arbitration claim before the Financial Industry Regulatory Authority (FINRA) on behalf of a sixty-four […]
September 22, 2019
Christopher Neil Watkins a/k/a Neil Watkins (CRD # 4456445) is a former Financial Advisor at LPL Financial, LLC in Louisville, Kentucky. Christopher Neil Watkins a/k/a Neil Watkins has been in the securities industry since 2001 and previously worked at PNC Capital Markets. He currently works for Silver Oak Securities in Louisville. According to publicly available […]
September 22, 2019
Jeffrey Vasiloff a/k/a Jeff Vasiloff (CRD # 3180004) is a former Financial Advisor at LPL Financial, LLC in Vermilion, OH. Jeffrey Vasiloff a/k/a Jeff Vasiloff has been in the securities industry since 1999 and previously worked at Invest Financial Corporation. He currently works for JW Cole Financial. According to publicly available records released by the […]
September 8, 2019
Kerry Hoffman (CRD # 1061740) was a Financial Advisor at LPL Financial in Mundelein, Illinois. Kerry Hoffman has been in the securities industry since 1982 and previously worked at Raymond James and UBS Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 1, 2019, the Securities Exchange […]
July 29, 2019
Mark T. Lamkin (CRD # 42121510) is a Financial Advisor at Calton & Associates, Inc. in Louisville, KY. Mark Lamkin has been in the securities industry since 1991 and previously worked at LPL Financial, PNC Brokerage Corp., GNA Securities, Equico Securities and The Equitable Life Assurance Society of the United States. According to publicly available […]
July 12, 2019
James Thomas Booth was a Financial Advisor at LPL Financial Advisors in Norwalk, CT. James Booth has been in the securities industry since 1989 and previously worked at Invest Financial Corporation, Cadaret, Grant & Co., Guardian Investor Services, Reliastar Financial Marketing Group and One Wall Street Brokerage. According to publicly available records released by the […]
May 20, 2019
Philip J. Nalesnik was a Financial Advisor at LPL Financial LLC in Pottsville, PA. Philip Nalesnik entered the securities industry in 2002 and previously worked at CCO Investment Services Corp., American Express Financial Advisors Inc. and IDS Life Insurance Company. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in May […]
April 24, 2019
James Bylenga is a former Financial Advisor at LPL Financial LLC in Portage, MI. James Bylenga has been in the securities industry since 1980 and previously worked at Centennial Securities, Lehman Brothers, Citigroup, Robert Baird & Co. and Comerica. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 5, […]
April 7, 2019
Scott Klor is a former Financial Advisor at LPL Financial, Inc. in Fort Mill, South Carolina. Scott Klor has been in the securities industry since 1994 and previously worked at Uvest Financial Services Group. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 4, 2019, Skott Klor was sanctioned […]