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Category: LPL Financial

Financial Advisor Matthew Clason (LPL Financial LLC) Customer Complaints

Matthew Clason (CRD # 4692266) is a Financial Advisor at LPL Financial LLC in Glastonbury, CT. Matthew Clason has been in the securities industry since 2004. He was also a registered broker at Lincoln Financial Advisors Corporation and American General Securities Incorporated during his career. According to publicly available records released by the Financial Industry […]

Financial Advisor James Rapisarda (LPL Financial LLC) Customer Complaints

James Rapisarda (CRD # 1851883) was a Financial Advisor at LPL Financial LLC in Scottsdale, AZ. James Rapisarda was in the securities industry from 1988 to 2018 and previously worked at eight different brokerage firms, including National Planning Corp. and AIG Financial Advisors. According to publicly available records released by the Financial Industry Regulatory Authority […]

Financial Advisor Samuel Izaguirre (LPL Financial LLC) Customer Complaints

Samuel Izaguirre (CRD # 4835113) is a Financial Advisor at LPL Financial LLC in Miami Lakes, FL. Samuel Izaguirre has been in the securities industry since 2004 and previously worked at Independent Financial Partners, Chase Investment Services Corp, and Wamu Investments, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Michael Severance (National Planning Corp.) Customer Complaints

  Michael Severance (CRD # 1023971) was a former Financial Advisor at National Planning Corp. and LPL Financial in Edina, Minnesota. Michael Severance previously worked at Voya Financial Advisors between 1981-2016. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in December 2018, LPL Financial terminated Michael Severance for “violation of […]

Financial Advisor Louis Mark Miller (LPL Financial LLC) Customer Complaints

Louis Mark Miller (CRD # 3054955) was a Financial Advisor at LPL Financial LLC in Jericho, NY.  Louis Miller has been in the securities industry since 1998 and previously worked at Wells Fargo Advisor, LLC and Prudential Securities Incorporated. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in July 2019, […]

Financial Advisor Adam Lunceford (LPL Financial LLC) Customer Complaints

Adam Lunceford (CRD # 4686499) is currently a Financial Advisor at LPL Financial In Scottsdale, Arizona.  Adam Lunceford has been in the securities industry since 2003 and previously worked at Securities Service Network.  The Wolper Law Firm, P.A. has filed an arbitration claim before the Financial Industry Regulatory Authority (FINRA) on behalf of a sixty-four […]

Financial Advisor Christopher Neil Watkins (LPL Financial LLC) Customer Complaints

Christopher Neil Watkins a/k/a Neil Watkins (CRD # 4456445) is a former Financial Advisor at LPL Financial, LLC in Louisville, Kentucky.  Christopher Neil Watkins a/k/a Neil Watkins has been in the securities industry since 2001 and previously worked at PNC Capital Markets.  He currently works for Silver Oak Securities in Louisville.  According to publicly available […]

Financial Advisor Jeffrey Vasiloff (LPL Financial LLC) Customer Complaints

Jeffrey Vasiloff a/k/a Jeff Vasiloff (CRD # 3180004) is a former Financial Advisor at LPL Financial, LLC in Vermilion, OH.  Jeffrey Vasiloff a/k/a Jeff Vasiloff has been in the securities industry since 1999 and previously worked at Invest Financial Corporation.  He currently works for JW Cole Financial.  According to publicly available records released by the […]

Financial Advisor Kerry Hoffman (LPL Financial LLC) Customer Complaints

Kerry Hoffman (CRD # 1061740) was a Financial Advisor at LPL Financial in Mundelein, Illinois.  Kerry Hoffman has been in the securities industry since 1982 and previously worked at Raymond James and UBS Financial Services.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 1, 2019, the Securities Exchange […]