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Category: LPL Financial

Financial Advisor Mark T. Lamkin (Calton & Associates, Inc.) Customer Complaints

Mark T. Lamkin (CRD # 42121510) is a Financial Advisor at Calton & Associates, Inc. in Louisville, KY.  Mark Lamkin has been in the securities industry since 1991 and previously worked at LPL Financial, PNC Brokerage Corp., GNA Securities, Equico Securities and The Equitable Life Assurance Society of the United States.  According to publicly available […]

Financial Advisor James Thomas Booth (LPL Financial LLC) Customer Complaints

James Thomas Booth was a Financial Advisor at LPL Financial Advisors in Norwalk, CT.  James Booth has been in the securities industry since 1989 and previously worked at Invest Financial Corporation, Cadaret, Grant & Co., Guardian Investor Services, Reliastar Financial Marketing Group and One Wall Street Brokerage.  According to publicly available records released by the […]

Financial Advisor Philip J. Nalesnik (LPL Financial LLC) Customer Complaints

Philip J. Nalesnik was a Financial Advisor at LPL Financial LLC in Pottsville, PA.  Philip Nalesnik entered the securities industry in 2002 and previously worked at CCO Investment Services Corp., American Express Financial Advisors Inc. and IDS Life Insurance Company. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in May […]

Financial Advisor James Bylenga (LPL Financial LLC) Customer Complaints

James Bylenga is a former Financial Advisor at LPL Financial LLC in Portage, MI.  James Bylenga has been in the securities industry since 1980 and previously worked at Centennial Securities, Lehman Brothers, Citigroup, Robert Baird & Co. and Comerica.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 5, […]

Financial Advisor Scott Klor (LPL Financial LLC) Customer Complaints

Scott Klor is a former Financial Advisor at LPL Financial, Inc. in Fort Mill, South Carolina.  Scott Klor has been in the securities industry since 1994 and previously worked at Uvest Financial Services Group. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 4, 2019, Skott Klor was sanctioned […]

Financial Advisor Cheryl Ann Stallings (LPL Financial LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Cheryl Ann Stallings, a former Financial Advisor at LPL Financial in Amarillo, Texas.  Cheryl Ann Stallings has been in the securities industry since the 1990s and previously worked for Bank of America Investment Services. According to publicly available records released by the Financial Industry Regulatory […]

Financial Advisor Donald Woods (LPL Financial LLC) Customer Complaints

Donald Woods aka Don Woods (CRD # 727894) was a Financial Advisor at Thurston Springer Financial in Louisville, KY. Donald Woods aka Don Woods has been in the securities industry since 1981and previously worked at LPL Financial, LLC. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Donald Woods aka Don […]

Financial Advisor Steven Crawford (LPL Financial LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Steven Crawford, a former Financial Advisor at LPL Financial, now currently with Kestra Financial, in Glen Allen, Virgina. Steven Crawford has been in the securities industry since the 1980s and previously worked at Jefferson Pilot Securities. According to publicly available records released by the Financial […]

Financial Advisor Richard Yada (LPL Financial LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Richard Yada, a former Financial Advisor at LPL Financial in Little Rock, Arkansas.  Richard Yada has been in the securities industry since the 1980s and previously worked for Citigroup. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on September 4, […]

Financial Advisor Scott Douglas Williams (LPL Financial LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Scott Douglas Williams, a former Financial Advisor at LPL Financial in Franklin, Tennessee.  Scott Williams has been in the securities industry since the 1990s and previously worked at Raymond James. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July […]