Category: LPL Financial

Kevin Fretz (CRD # 4128808) was a Financial Advisor at LPL Financial LLC in South Windsor, CT. Kevin Fretz has been in the securities industry since 2000 and previously worked at Uvest Financial Services Group, Inc., Webster Investment Services, Inc., Phoenix Equity Planning Corporation, American Express Financial Advisors Inc., and IDS Life Insurance Company. According […]

Norman Batansky (CRD # 834388) is currently registered at Peak Brokerage Services, LLC in Jupiter, FL and Blackridge Asset Management, LLC in Boca Raton, FL. Norman Batansky has been in the securities industry since 1977. Norman Batansky previously worked at Private Advisor Group, LLC and LPL Financial LLC in King of Prussia, PA. Norman Batansky […]

Matthew Clason (CRD # 4692266) is a Financial Advisor at LPL Financial LLC in Glastonbury, CT. Matthew Clason has been in the securities industry since 2004. He was also a registered broker at Lincoln Financial Advisors Corporation and American General Securities Incorporated during his career. According to publicly available records released by the Financial Industry […]

James Rapisarda (CRD # 1851883) was a Financial Advisor at LPL Financial LLC in Scottsdale, AZ. James Rapisarda was in the securities industry from 1988 to 2018 and previously worked at eight different brokerage firms, including National Planning Corp. and AIG Financial Advisors. According to publicly available records released by the Financial Industry Regulatory Authority […]

Samuel Izaguirre (CRD # 4835113) is a Financial Advisor at LPL Financial LLC in Miami Lakes, FL. Samuel Izaguirre has been in the securities industry since 2004 and previously worked at Independent Financial Partners, Chase Investment Services Corp, and Wamu Investments, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Cecil Ross (CRD # 2391047) is a Financial Advisor at LPL Financial in San Angelo, Texas. Cecil Ross has been in the securities industry since 1993 and previously worked at Raymond James. While at Raymond James, Cecil Ross was engaged in the practice of selling Unit Investment Trust. A Unit Investment Trust is a closed-end […]

  Michael Severance (CRD # 1023971) was a former Financial Advisor at National Planning Corp. and LPL Financial in Edina, Minnesota. Michael Severance previously worked at Voya Financial Advisors between 1981-2016. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in December 2018, LPL Financial terminated Michael Severance for “violation of […]

Louis Mark Miller (CRD # 3054955) was a Financial Advisor at LPL Financial LLC in Jericho, NY.  Louis Miller has been in the securities industry since 1998 and previously worked at Wells Fargo Advisor, LLC and Prudential Securities Incorporated. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in July 2019, […]

Adam Lunceford (CRD # 4686499) is currently a Financial Advisor at LPL Financial In Scottsdale, Arizona.  Adam Lunceford has been in the securities industry since 2003 and previously worked at Securities Service Network.  The Wolper Law Firm, P.A. has filed an arbitration claim before the Financial Industry Regulatory Authority (FINRA) on behalf of a sixty-four […]

Christopher Neil Watkins a/k/a Neil Watkins (CRD # 4456445) is a former Financial Advisor at LPL Financial, LLC in Louisville, Kentucky.  Christopher Neil Watkins a/k/a Neil Watkins has been in the securities industry since 2001 and previously worked at PNC Capital Markets.  He currently works for Silver Oak Securities in Louisville.  According to publicly available […]