Marc Reda is a former Financial Advisor at First Standard Financial Co. and current Financial Advisor at Spartan Capital Securities in Staten Island, New York.  Marc Reda first entered the securities industry in 1999 and has worked for a multitude of brokerage firms, including PHX Financial and Laidlaw & Co. According to publicly available records […]

The Wolper Law Firm, P.A. is currently investigating claims against William Gennity, a Financial Advisor at First Standard Financial Co. in Staten Island, New York.  William Gennity first entered the securities industry in 2005 and previously worked for Alexander Capital, Legend Securities and National Securities Corporation. According to publicly available records released by the Financial […]

The Wolper Law Firm, P.A. is currently investigating claims against Levert Caldwell, a Financial Advisor at First Standard Financial Co. in Red Bank, New Jersey.  Levert Caldwell first entered the securities industry in the 1990s and previously worked for National Securities Corp., Brookstone Securities, and Newbridge Securities. According to publicly available records released by the […]

Investment related misconduct comes in many forms.  It can be out in the open and flagrant but most often it is concealed and subtle.  The hallmark signs of investment misconduct are: Sudden, precipitous drops in the value of your portfolio, particularly when not in tandem with the overall financial markets Your financial advisor is recommending […]

The Wolper Law Firm, P.A. is currently investigating claims against Stephen Williams, a Financial Advisor at NEXT Financial Group, Inc. in Madison, Alabama.  Stephen Williams entered the securities industry in 2002 and previously worked for Raymond James. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Stephen Williams has eight (8) […]

The Wolper Law Firm, P.A. is currently investigating claims against Steven Pagartanis, a former Financial Advisor at Cadaret, Grant & Co. and Lombard Securities in Seatauket, KY.  Steven Pagartanis has been in the securities industry since 1989 and has worked for several other brokerage firms, including Woodbury Financial Services, Invest Financial Corp. and Yankee Financial […]

The Wolper Law Firm, P.A. is currently investigating claims against Lawrence Torres, a former Financial Advisor at First Standard Financial Company in Staten Island, NY.  Lawrence Torres’s past employments include Alexander Capital, LP, Brookstone Securities, Inc., JP Turner & Company and VFinanace Inestments. According to public records released by the Financial Industry Regulatory Authority (FINRA), […]

The Wolper Law Firm, P.A. is currently investigating claims against Steven Knuttila, a former Financial Advisor at Capital Financial Services in Perham Minnesota.  Steven Knuttila’s past employments include Questar Capital Corp., US Allianz Securities, Raymond James and Edward Jones. According to public records released by the Financial Industry Regulatory Authority (FINRA), on June 19, 2018, […]

The Wolper Law Firm, P.A. is currently investigating claims against Oscar Francis, a former Financial Advisor at MML Investors Services in Ft. Lauderdale, FL. In April 2017, the Department of Justice commenced an investigation into Oscar Francis regarding “selling away and [an] outside business activity.” The Financial Industry Regulatory Authority (FINRA) strictly prohibits financial advisor […]

The Wolper Law Firm, P.A. is currently investigating claims against Douglas Leone, A former Financial Advisor at Salomon Whitney Financial in Melville, NY.  Douglas Leone’s previous associations include Newport Coast Securities and Basic Investors, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Douglas Leone has been the subject of […]