Category: Cetera Advisors LLC

Victor A. Rigoni III (CRD # 4272056) is a Financial Advisor at Cetera Advisor Networks LLC in Lake Forest, IL. Victor Rigoni has been in the securities industry since since 2000 and previously worked at Summit Brokerage Services, Inc, Cambridge Investment Research, Inc. and Edward Jones. According to publicly available records released by the Financial […]

Roger Owens (CRD # 2359204) was a Financial Advisor at Ceterea Advisors LLC in Elkton, MD. Roger Owens has been in the securities industry since since 1993 and previously worked at Legacy Financial Services, Inc., UVest Financial Services Group, Inc., Fortis Investors, Inc. and Banner Financial Services Group. According to publicly available records released by […]

Stephen Carver (CRD # 2230161) was a Financial Advisor at Cetera Advisors and Lifemark Securities in Peoria, Illinois.  Stephen Carver has been in the securities industry since since 1992 and previously worked for Brewer Financial Services and LPL Financial Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on January […]

Christopher Kozak (CRD # 5530806) was a Financial Advisor at Cetera Advisors LLC in Highlands Ranch, CO.  Christopher Kozak has been in the securities industry since 2008 and previously worked at Cambridge Investment Research, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on November , 2019, FINRA suspended Christopher […]

James G. McKinney (CRD # 2100850) was a Financial Advisor at Cetera Advisors LLC in Tulsa, OK.  James McKinney has been in the securities industry since 1991 and previously worked at Securian Financial Services, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on November 5, 2019, James McKinney was […]

David Rockwell (CRD # 4236377) was a Financial Advisor at Cetera Advisor Networks in Fort Myers, FL.  David Rockwell has been in the securities industry since 2000 and previously worked at SunTrust Investment Services, LLC, Fifth Third Securities, Inc. and Comerica Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Richard L. Pittman is a Financial Advisor at Cetera Advisors LLC in Menphis, TN.  Richard Pittman has been in the securities industry since 1997 and previously worked at Investors Capital Corp, Washington Square Securities, Inc. and WMA Securities, Inc.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Richard Pittman has […]

George C. Merhoff, Jr. was a Financial Advisor at Cetera Advisors LLC and Pacific West Securities, Inc. in Klamath Falls, OR, and at AAG Securities, Inc. in Cioncinnati, OH.  George Merhoff entered the securities industry in 1997.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), George Merhoff has twenty-seven customer […]

Donna J. Hines is a Financial Advisor at Cetera Advisors LLC in Weston, WV.  Donna Hines has been in the securities industry since 2000 and previously worked at Edward Jones in St. Louis, Sammons Securities Cmpany in Ann Arbor and Investment Planners, Inc. in Weston, NY.  According to publicly available records released by the Financial […]

The Wolper Law Firm, P.A. is currently investigating claims against Travis Hughes, a Financial Advisor at Cetera Advisors in El Paso, Texas.  Travis Hughes has been in the securities industry since the 1980s and previously worked at Investors Capital Corp.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Travis Hughes […]