August 6, 2020
Stanley Secor (CRD # 1982414) was a Financial Advisor at Cetera Advisor Networks LLC in Salt Lake City, UT. Stanley Secor has been in the securities industry since 1989 and previously worked at Girard Securities, Inc., Securian Financial Services, Inc., and WS Griffith Securities, Inc. According to publicly available records released by the Financial Industry […]
February 27, 2020
David Aaron Rockwell (CRD # 4236377) was a Financial Advisor at Cetera Advisor Networks LLC in Fort Myers, FL. David Rockwell has been in the securities industry since since 2000 and previously worked at SunTrust Investment Services, Inc., Fifth Third Securities, Inc. and Comerica Securities. According to publicly available records released by the Financial Industry […]
February 6, 2020
Victor A. Rigoni III (CRD # 4272056) is a Financial Advisor at Cetera Advisor Networks LLC in Lake Forest, IL. Victor Rigoni has been in the securities industry since since 2000 and previously worked at Summit Brokerage Services, Inc, Cambridge Investment Research, Inc. and Edward Jones. According to publicly available records released by the Financial […]
January 31, 2020
Roger Owens (CRD # 2359204) was a Financial Advisor at Ceterea Advisors LLC in Elkton, MD. Roger Owens has been in the securities industry since since 1993 and previously worked at Legacy Financial Services, Inc., UVest Financial Services Group, Inc., Fortis Investors, Inc. and Banner Financial Services Group. According to publicly available records released by […]
January 19, 2020
Stephen Carver (CRD # 2230161) was a Financial Advisor at Cetera Advisors and Lifemark Securities in Peoria, Illinois. Stephen Carver has been in the securities industry since since 1992 and previously worked for Brewer Financial Services and LPL Financial Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on January […]
November 16, 2019
Christopher Kozak (CRD # 5530806) was a Financial Advisor at Cetera Advisors LLC in Highlands Ranch, CO. Christopher Kozak has been in the securities industry since 2008 and previously worked at Cambridge Investment Research, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on November , 2019, FINRA suspended Christopher […]
November 16, 2019
James G. McKinney (CRD # 2100850) was a Financial Advisor at Cetera Advisors LLC in Tulsa, OK. James McKinney has been in the securities industry since 1991 and previously worked at Securian Financial Services, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on November 5, 2019, James McKinney was […]
September 3, 2019
David Rockwell (CRD # 4236377) was a Financial Advisor at Cetera Advisor Networks in Fort Myers, FL. David Rockwell has been in the securities industry since 2000 and previously worked at SunTrust Investment Services, LLC, Fifth Third Securities, Inc. and Comerica Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]
July 3, 2019
Richard L. Pittman is a Financial Advisor at Cetera Advisors LLC in Menphis, TN. Richard Pittman has been in the securities industry since 1997 and previously worked at Investors Capital Corp, Washington Square Securities, Inc. and WMA Securities, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Richard Pittman has […]
June 24, 2019
George C. Merhoff, Jr. was a Financial Advisor at Cetera Advisors LLC and Pacific West Securities, Inc. in Klamath Falls, OR, and at AAG Securities, Inc. in Cioncinnati, OH. George Merhoff entered the securities industry in 1997. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), George Merhoff has twenty-seven customer […]