Gregory Lane was a Financial Advisor at Raymond James in Belleville, Illinois.  Gregory Lane has been in the securities industry since 1985 and previously worked at Morgan Keegan.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April 2018, Gregory Lane was “Permitted to Resign” from Raymond James after it […]

Daniel Soliman was a Financial Advisor at JP Morgan Securities in New York.  Daniel Soliman has been in the securities industry since 2012 and previously worked at Traderfield Securities and Legend Securities.  Daniel Soliman also worked for three brokerage firms that have been expelled from the securities industry by FINRA. According to publicly available records […]

Stephen Whittaker was a Financial Advisor at First Financial Equity Corp. in Surprise, AZ.  Stephen Whittaker has been in the securities industry since 2003 and previously worked at Morgan Stanley.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Stephen Whittaker was terminated by First Financial Equity Corp. in April 2019 […]

Shimshon Plotkin is a Financial Advisor at Independent Financial Group, LL in Chevy Chase, Maryland.  Shimshon Plotkin has been in the securities industry since 1994 and previously worked at Cambridge Investment Research.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Shimshon Plotkin has been the subject of seven customer complaint […]

Benjamin Bourgeois was formerly a Financial Advisor at Commonwealth Financial Network in Metanie, Louisiana.  Benjamin Bourgeois has been in the securities industry since 1991 and previously worked at LPL Financial and Sterne, Agee & Leach, Inc.   According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on May 28, 2019, FINRA […]

Larry Crabtree was a financial advisor at Wilbanks Securities in Edmond, OK.  Larry Crabtree has been in the securities industry since 1994 and previously worked at WFG Investments, Inc., Capital West Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith, Capital West Securities and Robert Thomas Securities.    According to publicly available records released by the Financial […]

Debra Bourne was a Financial Advisor at First Standard Financial Company LLC in Red Bank, NJ.  Debra Bourne has been in the securities industry since 1999 and previously worked at National Securities Corporation, Oppenheimer & Co., Janney Montgomery Scott, Morgan Stanley and First Union.    According to publicly available records released by the Financial Industry Regulatory […]

Richard L. Pittman is a Financial Advisor at Cetera Advisors LLC in Menphis, TN.  Richard Pittman has been in the securities industry since 1997 and previously worked at Investors Capital Corp, Washington Square Securities, Inc. and WMA Securities, Inc.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Richard Pittman has […]