Robert High (CRD#: 4568165) was a previously registered Broker and Investment Advisor. Broker’s Background He entered the securities industry in 2002 and previously worked for First Financial Equity Corporation; Chase Investment Services Corp.; Banc One Securities Corporation; and Edward Jones. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records […]

David Volpe (CRD#: 2543478) is a previously registered Broker, currently barred by FINRA. He entered the securities industry in 1996 and previously worked for First Financial Equity Corporation; LPL Financial, LLC; National Planning Corporation; AIG Financial Advisors, Inc.; and SunAmerica Securities, Inc.   According to publicly available records released by the Financial Industry Regulatory Authority […]

Stephen Whittaker was a Financial Advisor at First Financial Equity Corp. in Surprise, AZ.  Stephen Whittaker has been in the securities industry since 2003 and previously worked at Morgan Stanley.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Stephen Whittaker was terminated by First Financial Equity Corp. in April 2019 […]

Daniel Levine is a former Financial Advisor at Morgan Stanley in Greenwood Village, Colorado.  After being terminated by Morgan Stanley in August 2018, Daniel Levine briefly joined First Financial Equity Corp.  Robert Mehlin, Jr. has been in the securities industry since 1997 and previously worked at UBS Financial Services and Merrill Lynch. According to publicly […]