Jorge A. Reyes (CRD # 4256834) was a former Financial Advisor at CP Capital Securities in Miami, FL. Jorge Reyes has been in the securities industry since 2000 and previously worked at RBC Capital Markets Corporation, Carlin Equities, LLC, and the Partners Financial Group, Inc. According to publicly available records released by the Financial Industry […]

Robert P. Allen (CRD # 6267678) was a former Financial Advisor at Country Capital Management Company in Augusta, GA. Robet Allen has been in the securities industry since 2013. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 13, 2019, FINRA sanctioned Robert Allen for allegedly engaging “in an […]

Cecil Ross (CRD # 2391047) is a Financial Advisor at LPL Financial in San Angelo, Texas. Cecil Ross has been in the securities industry since 1993 and previously worked at Raymond James. While at Raymond James, Cecil Ross was engaged in the practice of selling Unit Investment Trust. A Unit Investment Trust is a closed-end […]

Mercer Hicks III (CRD # 245170) is a Financial Advisor at Southeast Investments in Pinehurst, North Carolina. Mercer Hicks III has been in the securities industry since 1972 and previously worked at Capital Investment Group and Cantella & Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 1, […]

Ezri Shechter (CRD # 2772177) is a Financial Advisor at Spencer-Winston Securities Corp. in New York, NY. Ezri Shechter has been in the securities industry since 1997 and previously worked at Bishop Rosen & Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 17, 2019, FINRA sanctioned Ezri […]

Luigi Mancusi (CRD # 2193040) is a Financial Advisor at David A. Noyes & Company in Lake Forest, IL. Luigi Mancusi has been in the securities industry since 1992 and previously worked at Oppenheimer & Co., Wayne Humber Investments, Vision Investment Services, Northern Trust Securities, Invest Financial, Charter One Securities, Investment Network, Forth Financial Securities, […]

Gerald T. Coyne (CRD # 4589061) was a former Financial Advisor at CUSO Financial Services in Harrisburg, PA. Gerald Coyne previously worked at Community Investment Services, CCO Investment Services, UVest Financial Services Group, Citizens Investment Services, and NYLife Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 10, […]

Lester W. Burroughs (CRD # 1413972) was a former Financial Advisor at Lincoln Investment in Torrington, CT. Lester Burroughs previously worked at Crown Capital Securities, Brookstone Securities, Woodbury Financial Services, Tower Square Securities, Main Street Management Company and Pruco Securities Corporation. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Ronald Roach (CRD # 3216784) was a former Financial Advisor at Securities America in Walnut Creek, California. Ronald Roach has been in the securities industry since 1999 and previously worked at Brecek & Young Advisors. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on October 23, 2019, Securities America terminated […]

Jeannette Adcock (CRD # 1432053) is a Financial Advisor at David A. Noyes & Co. in Itasca and Indianapolis, IL. Jeannette Adcock has been in the securities industry since the 1980s and previously worked at Wayne Hummer Investments and Prudential Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Jeannette […]