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Year: 2019

Financial Advisor Matthew Crafa (Gateway Investments) Customer Complaints

Matthew Crafa (CRD # 3114277) is a Director at Gateway Investments in Garden City New Jersey and he is a registered Financial Advisor at Royal Alliance. Matthew Crafa has been in the securities industry since the late 1990s and previously worked at Oppenheimer and Ladenburg. According to publicly available records released by the Financial Industry […]

Financial Advisor Michael Sievert (Arkadios Capital) Customer Complaints

Michael Sievert (CRD # 2127441) is a registered Financial Advisor at Arkadios Capital in Jacksonville, FL. Michael Sievert has been in the securities industry since the early 1990s and previously worked at Triad Advisors and Lincoln Financial Advisors Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), two customers filed […]

How to File a Complaint against a Stockbroker

Discovering that your stockbroker may have wronged you can be devastating. Not only are you likely suffering from considerable financial losses, but someone you trusted to help you achieve your goals put their own interests before yours, leaving you shocked.  Sadly, stockbroker misconduct is alarmingly common. But the Financial Industry Regulatory Authority (FINRA) has implemented […]

Financial Advisor John A. Borsellino (Morgan Stanley) Customer Complaints

John A. Borsellino (CRD # 2006663) was a former Financial Advisor at Morgan Stanley in Stamford, CT. John Borsellini previously worked at Merrill Lynch. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 4, 2019, FINRA suspended John Borsellino for three months, fined him $5,000 and ordered disgorement totaling […]

Financial Advisor Robert Henderson (IFS Securities) Customer Complaints

Robert Henderson (CRD # 1160413) was a former Financial Advisor at IFS Securities in Miami Lakes, FL. Robert Henderson has been in the securities industry since 1984 and previously worked at First American Capital and Trading Corporation, 1st Discount Brokerage, Acument Securites, Delta Equity Services Corporation, Securities America, Inc. and First Montauk Securities Corp. According […]

Financial Advisor Stuart Myles Godin (Western International Securities) Customer Complaints

Stuart Myles Godin (CRD # 223476) is a Financial Advisor at Western International Securities, Inc. in Los Angles, CA. Stuart Godin has been in the securities industry since 1961 and previously worked at Financial West Group, RBC Capital Markets, LLC, Citigroup Global Markets Inc., Morgan Stanley, Prudential Securities, Bear, Stearns, Oppenheimer and Merrill Lynch. According […]

Financial Advisor Michael Jason Collins (Kingsbury Capital, Inc.) Customer Complaints

Michael Jason Collins (CRD # 2915653) was a Financial Advisor at Kingsbury Capital, Inc. in Evanston, IL. Michael Collins has been in the securities industry since 1999 and previously worked at Robert W. Baird & Co., Morgan Stanley and Citigroup Global Markets. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Doron Kochavi (Western International Securities) Customer Complaints

  Doron Kochavi (CRD #1011155) is a Financial Advisor at Western International Securities in Pasadena, California. Doron Kochavi has been in the securities industry since 1981 and previously worked at UBS Financial Services and JP Morgan Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on October 17, 2019, a […]

Financial Advisor Eric Silvestre (Western International Securities) Customer Complaints

Eric Silvestre (CRD #3171573) was a former Financial Advisor at JP Morgan in Santa Monica, California. Eric Silvestre currently works for Western International Securities. Eric Silvestre has been in the securities industry since 1999 and previously worked at Washington Mutual Investments. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor Timothy Podell (Wavecrest Securities, LLC) Customer Complaints

  Timothy Podell (CRD #2691011) was a former Financial Advisor at Wedbush Securities in Los Angeles, California. Timothy Podell currently works for Western International Securities. Timothy Podell has been in the securities industry since 1996 and previously worked at AG Edwards. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]