Donna J. Hines is a Financial Advisor at Cetera Advisors LLC in Weston, WV.  Donna Hines has been in the securities industry since 2000 and previously worked at Edward Jones in St. Louis, Sammons Securities Cmpany in Ann Arbor and Investment Planners, Inc. in Weston, NY.  According to publicly available records released by the Financial […]

Richard F. Reynolds is a Financial Advisor at Worden Capital Management LLC in Melville, NY.  Richard Reynolds has been in the securities industry since 1991 and previously worked at South Richmond Securities, Inc., Rickel & Associates, Inc., Gruntal & Co., LLC, Janney Montgomery Scott LLC, American Capital Partners, LLC and Rockwell Global Capital LLC.  According […]

Richard D. Niemann is currently a Financial Advisor at UBS Financial Services Inc. in its Sugar Land, Texas branch office.  Richard Niemann has been in the securities industry since 1971, and previously worked at Merrill Lynch, Lehman Brothers and Salomon Smith Barney. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Paul N. Gershon is a former RBC Capital Markets Financial Advisor in its Leawood, Kansas branch office.  Paul Gershon has been in the securities industry since 1972 and previously worked at E.F. Hutton, B.C Christopher Securities, Piper Jaffray and Oppenheimer & Co.  Paul Gershon is not currently registered as a broker. According to publicly available […]

Robert Gerstein is a Financial Advisor at Merrill Lynch in its New York, NY branch office.  Robert Gerstein has been in the securities industry since 1977 and has worked with Merrill Lynch for his entire career.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Robert Gerstein has four (4) customer […]

Robert D. Armstrong is a Financial Advisor at Dawson James Securities, Inc. in Boca Raton, Florida.  Richard Bernstein has been in the securities industry since 2010 and previously worked at Arora Capital LLC in Bridgehampton, New York, and Westpark Capital, Inc. in Boca Raton, Florida. According to publicly available records released by the Financial Industry […]

Bryan E. Benson is a Financial Advisor at Wells Fargo Clearing Services in its Tuscon, Arizona branch office.  Bryan Benson has been in the securities industry since 1975 and previously worked at Dean Witter, Tucker, Anthony & R.L. Day, Sutro & Co., Rauscher Pierce Refsnes, Dain Rauscher Incorporated and RBC Dain Rauscher Inc. According to […]

Thomas J. Buck was a former top producing broker for Merrill Lynch from 1981 in its Indianapolis, IN branch office, before he was terminated in 2015.  Thomas Buck also worked for RBC Capital Markets in Indianapolis for a short period of time in 2015 before FINRA barred him from the industry. According to publicly available […]

According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Raymond James & Associates, Inc. terminated Financial Advisor, Robert Sean Howard, in January 2019 “due to concerns relating to the nature of advisor’s UIT activity.”  Robert Howard has been in the securities industry since 1992 and previously worked at The Equitable Life […]

Bruce C. Worthington is a former Financial Advisor at Founders Financial Securities LLC in Middleton, MA.  Bruce Worthington has been in the securities industry since 1992 and previously worked at PFS Investments, Inc. in Duluth, GA and Commonwealth Financial Network in Rowley, MA. According to publicly available records released by the Financial Industry Regulatory Authority […]