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Month: January 2019

Financial Advisor Gregory Rusnak (SIGMA Financial Corp.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Gregory Rusnak, a former Financial Adviser at SIGMA Financial Corp. in St. Charles, Illinois.  Gregory Rusnak has been in the securities industry since the 1980s and previously worked at Ameriprise Financial.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor Mark Lamendola (World Capital Brokerage) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Mark Lamendola, a former Financial Adviser at World Capital Brokerage in Cranberry Township, Pennsylvania.  Mark Lamendola has been in the securities industry since the 1980s and previously worked at Equity Services.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor Patrick Rynn (MML Investors Services, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Patrick Rynn, a Financial Adviser at MML Investors Services in Latham, NY.  Patrick Rynn has been in the securities industry since 2008 and previously worked at Equity Services.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on October 29, 2018, […]

Financial Advisor James Austin King III (Commonwealth Financial Network) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against James Austin King III, a Financial Adviser at Commonwealth Financial Network in Greensboro, North Carolina.  James King III has been in the securities industry since the 1990s and previously worked at WS Griffith Securities.    According to publicly available records released by the Financial Industry Regulatory […]

Financial Advisor Kari Bracy (NY Life Securities) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Kari Bracy, a Financial Advisor at NY Life Securities in Jacksonville, FL.  Kari Bracy has been in the securities industry since 2009 and has worked at NY Life for the entirety of her career. According to publicly available records released by the Financial Industry Regulatory […]

Financial Advisor Travis Hughes (Cetera Investment Services, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Travis Hughes, a Financial Advisor at Cetera Advisors in El Paso, Texas.  Travis Hughes has been in the securities industry since the 1980s and previously worked at Investors Capital Corp.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Travis Hughes […]