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Tag: Alternative Investments

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Financial Advisor Troy Goldberg (National Securities Corp.) Customer Complaints

Troy Goldberg (CRD # 2342989) is a Financial Advisor at National Securities Corp. in Boca Raton, FL. Troy Goldberg has been in the securities industry since 1993 and previously worked at Brookshire Securities Corp. and Newbridge Securities Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Troy Goldberg has been […]

Financial Advisor Kenneth Guerra (Independent Financial Group, LLC) Customer Complaints

  Kenneth Guerra (CRD # 1337062) is a Financial Advisor at Independent Financial Group in Grants Pass, Oregon. Kenneth Guerra previously worked at ING Financial Partners. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on September 5, 2019, a customer complaint was reported against Kenneth Guerra, alleging “despite ttheir stated […]

Financial Advisor Jeffrey Dixson (Madison Avenue Securities) Customer Complaints

Jeffrey Dixson (CRD # 4166311) is a Financial Advisor at Madison Avenue Securities in Vancouver, Washington.  Jeffrey Dixson has been in the securities industry since 2000 and previously worked at Pacific West Securities and Intersecurities, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Jeffrey Dixson has had five customers […]

Financial Advisor Andrew Scheirer (Kovack Securities) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Andrew Scheirer, a Financial Advisor at Kovack Securities in Lake Mary, Florida. Andrew Scheirer has been in the securities industry since 2000 and previously worked at First Allied Securities before being terminated. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]