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Category: UBS Financial Services, Inc.

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Financial Advisor Dwight West (UBS Financial Services, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Dwight West, a Financial Advisor at UBS in Lone Tree, Colorado.  Dwight West has been in the securities industry since the 1980s and previously worked at Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on May 24, 2018, […]

Financial Advisor Alex Herrera (UBS Financial Services, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Alex Herrera, a former Financial Advisor at UBS Financial Services in Coral Cables, Florida (Miami).  Alex Herrera has been in the securities industry since 1999 and previously worked for HSBC Securities and Atlas One Financial Corp. According to publicly available records released by the Financial […]

Financial Advisor John Maccoll (UBS Financial Services, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against John Maccoll, a former Financial Advisor at UBS Financial Services in Birmingham, Michigan.  John Maccoll has been in the securities industry since the 1970s and previously worked for Morgan Stanley According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on March […]

Financial Advisor Samuel Rankin (UBS Financial Services, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Samuel Rankin, a Financial Advisor at UBS Financial Services in Charlotte, North Carolina.  Samuel Rankin first entered the securities industry in the 1970s and previously worked for Citigroup. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), as of July 16, […]

Financial Advisor James Kujawski (UBS Financial Services, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against James Kujawski, a former Financial Advisor at UBS Financial Services and current Financial Advisor at Ameriprise Financial Services.  James Kujawski is based in Annapolis, MD. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in February 2018, James Kujawski was discharged […]