According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Raymond James & Associates, Inc. terminated Financial Advisor, Robert Sean Howard, in January 2019 “due to concerns relating to the nature of advisor’s UIT activity.”  Robert Howard has been in the securities industry since 1992 and previously worked at The Equitable Life […]

William Council is a Financial Advisor at Raymond James in its San Diego, California branch office.  William Council has been in the securities industry since 1978 and previously worked at D.A. Davidson & Co. And Crowell Weedon & Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), William Council has […]

Robert Clayson is a former Financial Advisor at Raymond James in Wellesley Hills, MA.  Robert Clayson has been in the securities industry since 1971 and previously worked at Wells Fargo.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on November 15, 2018, Robert Clayson was discharged from Raymond James for […]

The Wolper Law Firm, P.A. is currently investigating claims against former Raymond James and Cantella & Associates Financial Advisor, Peter Marketos.  Peter Marketos has been in the securities industry since the 1990s and previously worked at Oppenheimer.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 18, 2018, Peter […]

The Wolper Law Firm, P.A. is currently investigating claims against Stephen Murray, a former Financial Adviser at Raymond James in Palm Beach Gardens, FL. Stephen Murray has been in the securities industry since the 1970s and has worked for Morgan Keegan & Co. According to publicly available records released by the Financial Industry Regulatory Authority […]

The Wolper Law Firm, P.A. is currently investigating claims against Raymond James’ with regard to its sales practices involving Unit Investment Trusts (UITs) and, specifically, the sales practices of Raymond James Financial Advisors, Lynne Faust and Michael Faust. Lynne Faust has been in the securities industry since 1981 and her son, Michael Faust, has been […]

The Wolper Law Firm, P.A. is currently investigating claims against Taek Chong, a former Financial Advisor at Raymond James in Mercer Island, Washington. Taek Chong has been in the securities industry since the 1980s and previously worked at Deutsche Bank. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June […]

The Wolper Law Firm, P.A. is currently investigating claims against Barry Wold, a former Financial Advisor at Raymond James in Edina, Minnesota.  Barry Wold first entered the securities industry in 1990 and previously worked for Robert W. Baird & Co. and Piper Jaffray. According to publicly available records released by the Financial Industry Regulatory Authority […]

The Wolper Law Firm, P.A. is currently investigating claims against former Raymond James Financial Advisor, James Edward Lyons. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), effective June 4, 2018, James Edward Lyons was barred from associating with any FINRA member brokerage firm.  Effectively, this means that James Edward Lyons […]