Category: Raymond James

Paul Stetter (CRD #4513517) is a Financial Advisor at Raymond James Financial Services in Ephrata, Pennsylvania. Paul Stetter has been in the securities industry since 2002 and previously worked at Primevest Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), since 2019, Paul Stetter has been the subject of […]

Vonna Kay Husby (CRD # 1314070) was a Financial Advisor at Raymond James Financial Services, Inc. in Fairbanks, AK. Vonna Kay Husby has been in the securities industry since 1985 and was also registered at Ameriprise Financial Services, Inc., Morgan Stanley DW Inc., and Shearson Lehman Brothers Inc. According to publicly available records released by […]

Joseph Woitkoski (CRD #4172477) was a Financial Advisor at Raymond James & Associates, Inc. in Pitsfiled, MA, Merrill Lynch, Pierce, Fenner & Smith Incorporated in Albany, NY and UBS Financial Services Inc. in Weehawken, NJ. Joseph Woitkoski was in the securities industry from 1998 to 2018. According to publicly available records released by the Financial […]

William Winchester (CRD # 4404327 is a Financial Advisor at Cadaret, Grant & Co., Inc., in Chattanooga, TN. William Winchester has been in the securities industry since 2001 and previously worked at Raymond James Financial Services Advisors, Inc, LPL Financial LLC, and Suntrust Investment Services, Inc. According to publicly available records released by the Financial […]

Douglas Gildenmeister (CRD # 801713) is a Financial Advisor at Ameriprise Financial Services in Bellevue, OH.  Douglas Gildenmeister has been in the securities industry since 1974 and previously worked at Raymond James, Wachovia Securities, Advest, and Merrill Lynch. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Raymond James “discharged” Douglas […]

Cecil Ross (CRD # 2391047) is a Financial Advisor at LPL Financial in San Angelo, Texas. Cecil Ross has been in the securities industry since 1993 and previously worked at Raymond James. While at Raymond James, Cecil Ross was engaged in the practice of selling Unit Investment Trust. A Unit Investment Trust is a closed-end […]

Stuart B. Nichols (CRD # 4932310) was a Financial Advisor at Raymond James in Birmingham, AL.  Stuart Nichols has been in the securities industry since 2005 and previously worked at Morgan Keegan and Sterne Agee. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in October 2019, Stuart Nichols was barred […]

Stefan Pastor (CRD # 5141819) is a former Financial Advisor at Raymond James Financial Services in Fort Lauderdale, FL.  Stefan Pastor has been in the securities industry since 2006 and previously worked at Walnut Street Securities, Inc. and Ameriprise Financial Services, Inc.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Eldridge F. Parks (CRD # 1041447) was a Financial Advisor at Raymond James & Associates in Saginaw, MI.  Eldridge Parks has been in the securities industry since 1982 and previously worked at Morgan Stanley, Citigroup Global Markets, Lehman Brothers and E.F. Hutton.     According to publicy available records released by the Financial Industry Regulatory Authority […]

Frederick Stow (CRD # 864436 ) was a Financial Advisor at Raymond James & Associates, Inc. in Franklin, TN. Frederick Stow has been in the securities industry since 1979 and previously worked at Wells Fargo Advisors, LLC and Suntrust Investment Services, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]