Category: Raymond James

Cecil Ross (CRD # 2391047) is a Financial Advisor at LPL Financial in San Angelo, Texas. Cecil Ross has been in the securities industry since 1993 and previously worked at Raymond James. While at Raymond James, Cecil Ross was engaged in the practice of selling Unit Investment Trust. A Unit Investment Trust is a closed-end […]

Stuart B. Nichols (CRD # 4932310) was a Financial Advisor at Raymond James in Birmingham, AL.  Stuart Nichols has been in the securities industry since 2005 and previously worked at Morgan Keegan and Sterne Agee. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in October 2019, Stuart Nichols was barred […]

Stefan Pastor (CRD # 5141819) is a former Financial Advisor at Raymond James Financial Services in Fort Lauderdale, FL.  Stefan Pastor has been in the securities industry since 2006 and previously worked at Walnut Street Securities, Inc. and Ameriprise Financial Services, Inc.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Eldridge F. Parks (CRD # 1041447) was a Financial Advisor at Raymond James & Associates in Saginaw, MI.  Eldridge Parks has been in the securities industry since 1982 and previously worked at Morgan Stanley, Citigroup Global Markets, Lehman Brothers and E.F. Hutton.     According to publicy available records released by the Financial Industry Regulatory Authority […]

Frederick Stow (CRD # 864436 ) was a Financial Advisor at Raymond James & Associates, Inc. in Franklin, TN. Frederick Stow has been in the securities industry since 1979 and previously worked at Wells Fargo Advisors, LLC and Suntrust Investment Services, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

John Wyshak (CRD # 1272260) was a Financial Advisor at Raymond James in Los Angeles, CA.  John Wyshak has been in the securities industry since 1984 and previously worked at Wedbush Securities.  According to publicy available records released by the Financial Industry Regulatory Authority (FINRA), in June 2019, a customer filed a complaint against John […]

Gregory Lane was a Financial Advisor at Raymond James in Belleville, Illinois.  Gregory Lane has been in the securities industry since 1985 and previously worked at Morgan Keegan.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April 2018, Gregory Lane was “Permitted to Resign” from Raymond James after it […]

Joseph J Esposito is a Financial Advisor at Raymond James Financial Services, Inc. in Scranton, PA.  Joseph Esposito has been in the securities industry since 1979 and previously worked at Wells Fargo Advisors, LLC, Prudential Securities Incorporated and Thomson McKinnon Securities, Inc.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Raymond James & Associates, Inc. terminated Financial Advisor, Robert Sean Howard, in January 2019 “due to concerns relating to the nature of advisor’s UIT activity.”  Robert Howard has been in the securities industry since 1992 and previously worked at The Equitable Life […]

William Council is a Financial Advisor at Raymond James in its San Diego, California branch office.  William Council has been in the securities industry since 1978 and previously worked at D.A. Davidson & Co. And Crowell Weedon & Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), William Council has […]