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Category: Raymond James

Financial Advisor William Winchester (Cadaret, Grant & Co., Inc.) Customer Complaints

William Winchester (CRD # 4404327 is a Financial Advisor at Cadaret, Grant & Co., Inc., in Chattanooga, TN. William Winchester has been in the securities industry since 2001 and previously worked at Raymond James Financial Services Advisors, Inc, LPL Financial LLC, and Suntrust Investment Services, Inc. According to publicly available records released by the Financial […]

Financial Advisor Douglas Gildenmeister (Ameriprise Financial Services, LLC) Customer Complaints

Douglas Gildenmeister (CRD # 801713) is a Financial Advisor at Ameriprise Financial Services in Bellevue, OH.  Douglas Gildenmeister has been in the securities industry since 1974 and previously worked at Raymond James, Wachovia Securities, Advest, and Merrill Lynch. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Raymond James “discharged” Douglas […]

Financial Advisor Stuart B. Nichols (Raymond James Financial Services, Inc.) Customer Complaints

Stuart B. Nichols (CRD # 4932310) was a Financial Advisor at Raymond James in Birmingham, AL.  Stuart Nichols has been in the securities industry since 2005 and previously worked at Morgan Keegan and Sterne Agee. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in October 2019, Stuart Nichols was barred […]

Financial Advisor Stefan Pastor (Raymond James Financial Services, Inc.) Customer Complaints

Stefan Pastor (CRD # 5141819) is a former Financial Advisor at Raymond James Financial Services in Fort Lauderdale, FL.  Stefan Pastor has been in the securities industry since 2006 and previously worked at Walnut Street Securities, Inc. and Ameriprise Financial Services, Inc.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Eldridge F. Parks (Raymond James Financial Services, Inc.) Customer Complaints

Eldridge F. Parks (CRD # 1041447) was a Financial Advisor at Raymond James & Associates in Saginaw, MI.  Eldridge Parks has been in the securities industry since 1982 and previously worked at Morgan Stanley, Citigroup Global Markets, Lehman Brothers and E.F. Hutton.     According to publicy available records released by the Financial Industry Regulatory Authority […]

Financial Advisor Frederick Stow (Raymond James Financial Services, Inc.) Customer Complaints

Frederick Stow (CRD # 864436 ) was a Financial Advisor at Raymond James & Associates, Inc. in Franklin, TN. Frederick Stow has been in the securities industry since 1979 and previously worked at Wells Fargo Advisors, LLC and Suntrust Investment Services, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Gregory Lane (Raymond James Financial Services, Inc.) Customer Complaints

Gregory Lane was a Financial Advisor at Raymond James in Belleville, Illinois.  Gregory Lane has been in the securities industry since 1985 and previously worked at Morgan Keegan.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April 2018, Gregory Lane was “Permitted to Resign” from Raymond James after it […]

Financial Advisor Joseph J Esposito (Raymond James Financial Services, Inc.) Customer Complaints

Joseph J Esposito is a Financial Advisor at Raymond James Financial Services, Inc. in Scranton, PA.  Joseph Esposito has been in the securities industry since 1979 and previously worked at Wells Fargo Advisors, LLC, Prudential Securities Incorporated and Thomson McKinnon Securities, Inc.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]