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Category: Raymond James

Financial Advisor Stuart B. Nichols (Raymond James Financial Services, Inc.) Customer Complaints

Stuart B. Nichols (CRD # 4932310) was a Financial Advisor at Raymond James in Birmingham, AL.  Stuart Nichols has been in the securities industry since 2005 and previously worked at Morgan Keegan and Sterne Agee. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in October 2019, Stuart Nichols was barred […]

Financial Advisor Stefan Pastor (Raymond James Financial Services, Inc.) Customer Complaints

Stefan Pastor (CRD # 5141819) is a former Financial Advisor at Raymond James Financial Services in Fort Lauderdale, FL.  Stefan Pastor has been in the securities industry since 2006 and previously worked at Walnut Street Securities, Inc. and Ameriprise Financial Services, Inc.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Eldridge F. Parks (Raymond James Financial Services, Inc.) Customer Complaints

Eldridge F. Parks (CRD # 1041447) was a Financial Advisor at Raymond James & Associates in Saginaw, MI.  Eldridge Parks has been in the securities industry since 1982 and previously worked at Morgan Stanley, Citigroup Global Markets, Lehman Brothers and E.F. Hutton.     According to publicy available records released by the Financial Industry Regulatory Authority […]

Financial Advisor Frederick Stow (Raymond James Financial Services, Inc.) Customer Complaints

Frederick Stow (CRD # 864436 ) was a Financial Advisor at Raymond James & Associates, Inc. in Franklin, TN. Frederick Stow has been in the securities industry since 1979 and previously worked at Wells Fargo Advisors, LLC and Suntrust Investment Services, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Gregory Lane (Raymond James Financial Services, Inc.) Customer Complaints

Gregory Lane was a Financial Advisor at Raymond James in Belleville, Illinois.  Gregory Lane has been in the securities industry since 1985 and previously worked at Morgan Keegan.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April 2018, Gregory Lane was “Permitted to Resign” from Raymond James after it […]

Financial Advisor Joseph J Esposito (Raymond James Financial Services, Inc.) Customer Complaints

Joseph J Esposito is a Financial Advisor at Raymond James Financial Services, Inc. in Scranton, PA.  Joseph Esposito has been in the securities industry since 1979 and previously worked at Wells Fargo Advisors, LLC, Prudential Securities Incorporated and Thomson McKinnon Securities, Inc.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Robert Sean Howard (Raymond James Financial Services, Inc.) Customer Complaints

According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Raymond James & Associates, Inc. terminated Financial Advisor, Robert Sean Howard, in January 2019 “due to concerns relating to the nature of advisor’s UIT activity.”  Robert Howard has been in the securities industry since 1992 and previously worked at The Equitable Life […]