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Category: Unit Investment Trusts

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Financial Advisor Lynne Faust (Raymond James Financial Services, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Raymond James’ with regard to its sales practices involving Unit Investment Trusts (UITs) and, specifically, the sales practices of Raymond James Financial Advisors, Lynne Faust and Michael Faust. Lynne Faust has been in the securities industry since 1981 and her son, Michael Faust, has been […]

Financial Advisor Lloyd Layton (Morgan Stanley) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Lloyd Layton, a former Financial Advisor at Morgan Stanley in Washington D.C.  Lloyd Layton previously worked at Morgan Stanley until 2015 and has been in the securities industry since the 1980s. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]