Category: Merrill Lynch

Ryan Raskin (CRD No. 5539610) was a general securities representative associated with Merrill Lynch until his termination in March 2020. Ryan Raskin has been in the securities industry since 2008 and previously worked at Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on January 13, 2021, Ryan Raskin […]

John Gatto (CRD # 1415454) is a Financial Advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Jericho, NY. John Gatto has been in the securities industry since 1986 and previously worked at Morgan Stanley, Citigroup Global Markets, Inc., and Lehman Brothers Inc. According to publicly available records released by the Financial Industry Regulatory […]

Douglas Stopkey (CRD # 2209717) is currently registered at Davenport & Company, LLC in Richmond, VA. Douglas Stopkey has been in the securities industry since 1992 was registered with Merrill Lynch, Pierce, Fenner & Smith from 1992-2018. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on October 26, 2020, FINRA […]

Forrest Jones (CRD # 4880765) is a Financial Advisor at Merrill Lynch, Pierce, Fenner & Smith in Conroe, TX. Forrest Jones has been in the securities industry since 2005 and previously worked at Fortune Financial Services, Inc, Knight Nguyen Investments, McNally Financial Services Corporation, and Metlife Securities, Inc. According to publicly available records released by […]

Glenn Yarbrough (CRD # 1695281) is a Financial Advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Daytona Beach, FL. Glenn Yarbrough has been in the securities industry since 1987 and previously worked at Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Glenn Yarbrough has been the […]

Cynthia Perry (CRD #4597565) is a broker at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Salisbury, MD. Cynthia Perry has been in the securities industry since 2003 and previously worked at RBC Capital Markets Corporation. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 6, 2020, Cynthia Perry […]

Christopher Roumayeh (CRD # 4510051) was a Financial Advisor at Merrill Lynch in Bloomfield Hills, Michigan. Christopher Roumayeh has been in the securities industry since 2002 and previously worked at Citigroup Global Markets. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on May 20, 2020, FINRA sanctioned Christopher Roumayeh, suspending […]

Jacquin Fink (CRD # 207807) was a Financial Advisor at Merrill Lynch in New York, NY. Jacquin Fink has been in the securities industry since 1968 and worked for Merrill Lynch the entirety of his career. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Jacquin Fink has eleven disclosed customer […]

Heather Peterson Weber, (CRD # 2911524) is a Financial Advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Tampa, FL.  Heather Weber has been in the securities industry since 1997 and previously worked at CitiGroup Global Markets Inc. and J.B. Hanauer & Co. According to publicly available records released by the Financial Industry Regulatory […]

Marcus Boggs (CRD # 5055667) was a Financial Advisor at Merrill Lynch in Chicago, Illinois.  Marcus Boggs has been in the securities industry since 2006 and has spent the entirety of that time period with Merrill Lynch. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on January 11, 2019, FINRA […]