Category: Ameriprise Financial Services

The Wolper Law Firm, P.A. is currently investigating claims against Robert Humberston, a former Financial Advisor at Ameriprise Financial Services in Suffield, Connecticut.  Robert Humberston has been in the securities industry since 2012 and previously worked for Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 27, […]

The Wolper Law Firm, P.A. is currently investigating claims against Michael Pepe, a Financial Advisor at Ameriprise in Tampa, Florida.  Michael Pepe has been in the securities industry since the 1980s and previously worked for Gunallen Financial and UBS Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

The Wolper Law Firm, P.A. is currently investigating claims against Jack Griffith, a Financial Advisor at Janney Montgomery Scott in Columbia, South Carolina.  Jack Griffith’s past employments include Ameriprise Advisor Services and AG Edwards. Jack Griffith has three pending customer complaints against him, alleging combined damages of more than $4.5 million: January 2018—Customer alleges that […]

The Wolper Law Firm, P.A. is currently investigating claims against James Kujawski, a former Financial Advisor at UBS Financial Services and current Financial Advisor at Ameriprise Financial Services.  James Kujawski is based in Annapolis, MD. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in February 2018, James Kujawski was discharged […]