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Month: September 2018

Financial Advisor Richard Yada (LPL Financial LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Richard Yada, a former Financial Advisor at LPL Financial in Little Rock, Arkansas.  Richard Yada has been in the securities industry since the 1980s and previously worked for Citigroup. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on September 4, […]

Financial Advisor Emil Botvinnik (Worden Capital Management, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Emil Botvinnik and Jovannie Aquino.  Botvinnik is a former Financial Advisors at Worden Capital Management and SW Financial in New York.  Aquino is a former Financial Advisor at Spartan Capital Securities and Windsor Street Capital in NY.  Both have been in the securities industry since […]

Financial Advisor Ernest Romer (Corecap Investments, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Ernest Romer, a former Financial Advisor at Corecap Investments in Sterling Heights, Michigan.  Ernest Romer has been in the securities industry since the 1990s and previously worked at LM Kohn & Company. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Timothy Ayre (Spencer Edwards, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Timothy Ayre, a former Financial Advisor at Spencer Edwards, Inc. in Agawam, Massachusetts.  Timothy Ayre has been in the securities industry since the 1990s and previously worked at Jera Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on September […]

Financial Advisor Thomas Logue (American Independent Securities Group) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Thomas Logue, a former Financial Advisor at American Independent Securities Group in Hilldale, Illinois.  Thomas Logue has been in the securities industry since the 1990s and previously worked at Investors Capital Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Christopher Wendel (S.A. Stone Wealth Management) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Christopher Wendel, a former Financial Advisor at S.A. Stone Wealth Management in Celina, Ohio.  Christopher Wendel has been in the securities industry since the 1980s and previously worked at WRP Investments. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor Scott Alan Sanders (Stifel, Nicolaus & Company, Incorporated) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Scott Alan Sanders, a Financial Advisor at Stifel Nicolaus in Ft. Myers, Florida.  Scott Sanders has been in the securities industry since the 1990s and previously worked at Wachovia Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July […]

Financial Advisor Michael Ahearn (Merrill Lynch, Pierce, Fenner & Smith) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Michael Ahearn, a former Financial Advisor at Merrill Lynch in Yardley, Pennsylvania. Michael Ahearn has been in the securities industry since the 1990s and previously worked at Wells Fargo. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 30, 2018, […]

Financial Advisor Robert Ginsberg (Woodbury Financial Services) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Robert Ginsberg, a Financial Advisor at Woodbury Financial Services in Wallingford, Connecticut.  Robert Ginsberg has been in the securities industry since 2008 and previously worked at Investors Capital Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on November 27, […]

Financial Advisor Bryan Musso (Wells Fargo Clearing Services, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Bryan Musso, a Financial Advisor at Wells Fargo in New Orleans.  Bryan Musso has been in the securities industry since 1993 and previously worked at Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 7, 2017, a […]