The Wolper Law Firm, P.A. is currently investigating claims against Paul Schwan, a Financial Advisor at Kovack Securities in Aberdeen, South Dakota.  Paul Schwan first entered the securities industry in the 1980s and has worked with Kovack Securities since 2010. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Paul Schwan […]

Dee Dee Brooks (CRD # 2559223) was a Financial Advisor at Signator Investors in Huntington Beach, California. Dee Dee Brooks has been in the securities industry since 1995 and previously worked at SCF Securities, Inc. and Lincoln Financial Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), effective June 9, […]

The Wolper Law Firm, P.A. is currently investigating claims against Michael Resciniti, a former Financial Advisor at Spartan Capital Securities in Garden City, New York.  Michael Resciniti first entered the securities industry in 2000 and previously worked for First Standard Financial Company, Laidlaw & Co. and Rockwell Global Capital, LLC According to publicly available records […]

The Wolper Law Firm, P.A. is currently investigating claims against Barry Wold, a former Financial Advisor at Raymond James in Edina, Minnesota.  Barry Wold first entered the securities industry in 1990 and previously worked for Robert W. Baird & Co. and Piper Jaffray. According to publicly available records released by the Financial Industry Regulatory Authority […]

The Wolper Law Firm, P.A. is currently investigating claims against Mitchell Walk, a Financial Advisor at Kestra Financial Services, in Longwood, FL.  Mitchell Walk first entered the securities industry in 2001 and previously worked for Securities America. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Mitchell Walk has five customer […]

The Wolper Law Firm, P.A. is currently investigating claims against Kenneth Bolton, a former Financial Advisor at Sandlapper Securities in Scotrun, Pennsylvania.  Kenneth Bolton first entered the securities industry in 1985 and previously worked for National Securities Corp., First Montauk Securities Corp. and Fahnestock & Co. According to publicly available records released by the Financial […]

The Wolper Law Firm, P.A. is currently investigating claims against Trevor Gordon and Jack Bixler, senior executives at Sandlapper Securities in Doylestown, Pennsylvania.  Trevor Gordon first entered the securities industry in 1997 and previously worked for Raymond James, NFP Securities and Steven Falk & Associates.  Jack Bixler entered the securities industry in the 1960s and […]

The Wolper Law Firm, P.A. is currently investigating claims against Austin Dutton, a Financial Advisor at Sandlapper Securities in Doylestown, Pennsylvania.  Austin Dutton first entered the securities industry in 1997. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Austin Dutton has been the subject of thirteen (13) customer complaints for […]

The Wolper Law Firm, P.A. is currently investigating claims against Anthony Diaz, a former Financial Advisor at Sandlapper Securities in Scotrun, Pennsylvania.  Anthony Diaz first entered the securities industry in 2000. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Anthony Diaz has been the subject of more than forty-five (45) […]

The Wolper Law Firm, P.A. is currently investigating claims against Malcolm Reader, a Financial Advisor at GMS Group in Boca Raton, FL.  Malcolm Reader first entered the securities industry in 1981. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Malcolm Reader has been the subject of eight (8) customer complaints […]