Kevin Houser (CRD#: 2513167) was an Investment Advisor at Ameriprise Financial Services, LLC in Center Valley, PA. He entered the securities industry in 1994 and previously worked for LPL Financial, LLC; Wachovia Securities, LLC; Citigroup Global Markets, Inc.; and Merrill Lynch, Pierce, Fenner & Smith, Inc. According to publicly available records released by the Financial […]

Mark Just (CRD#: 1138738) has been a registered broker with Triad Investors, LLC since 2004; he is also an investment adviser with The Just Company since 1991. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on August 26, 2020, a customer dispute was filed against Mark Just for unsuitable alternative […]

Cynthia Cowden (CRD # 2054676) was last registered at NPB Financial Group, LLC, in Lake Isabella, CA. Cynthia Cowden was in the securities industry from 1990 to 2020. Cynthia Cowden’s employment history includes Tricor Financial Group, LLC, Next Financial Group, Inc., and Advantage Capital Corporation. According to publicly available records released by the Financial Industry […]

Tatyana Bunich (CRD# 2288860) is a Financial Advisor at Independent Financial Group in Columbia, MD. Tatyana Bunich has been in the securities industry since 1992 and previously worked at 14 different brokerage firms including CL Wealth Management LLC, Cabot Lodge Securities LLC, and FINRA expelled Allied Beacon Partners, Inc. According to publicly available records released […]

Over the last two years, the Wolper Law Firm, P.A. has received calls from dozens of clients, who purchased shares of non-traded real estate investment trusts (“Non-Traded REITs”) and non-traded business development companies (“BDCs”). Most of these clients purchased the Non-Traded REITs and BDCs between 2013-2016 with assurances made by Financial Advisors that they would […]

Gary Barth (CRD # 2466996) is a Financial Advisor at Ameritas Investment Company, LLC in Kearney, NE. Gary Barth has been in the securities industry since 1994. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Gary Barth has been the subject of four (4) customer complaints, alleging sales practice misconduct: […]

Non-traded real estate investment trusts (REITs) are not typically suitable for the majority of investors. When your stockbroker recommends that you invest in a non-traded REIT, unless you were warned of the high risk and actual value of the security in question, you may endure considerable losses.  Continue reading to learn more about what non-traded […]

Mercer Hicks III (CRD # 245170) is a Financial Advisor at Southeast Investments in Pinehurst, North Carolina. Mercer Hicks III has been in the securities industry since 1972 and previously worked at Capital Investment Group and Cantella & Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 1, […]

William Sines (CRD #2190586) was a former Financial Advisor at Kalos Capital in Seminole, Florida. William Sines currently works for Berthel Fisher & Co. William Sines has been in the securities industry since the early 1990s and previously worked for SII Investments and Pruco Securities Corp. According to publicly available records released by the Financial […]

  Kenneth Guerra (CRD # 1337062) is a Financial Advisor at Independent Financial Group in Grants Pass, Oregon. Kenneth Guerra previously worked at ING Financial Partners. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on September 5, 2019, a customer complaint was reported against Kenneth Guerra, alleging “despite ttheir stated […]