Mirsad Muharemovic (CRD#: 3122589) is a previously registered Broker. Broker’s Background He entered the securities industry in 1998 and previously worked for Arrive Capital Markets; Cape Securities, Inc.; J.P. Turner & Company, LLC; American Express Financial Advisors, Inc.; IDS Life Insurance Company; Newbridge Securities Corporation; Milestone Financial Services, Inc.; Seaboard Securities, Inc.; and Gilford Securities, […]

Daniel Mackle, Sr. (CRD#: 2239531) was previously registered as a Broker and Investment Advisor. Broker’s Background He entered the securities industry in 1992 and previously worked for MD Global Partners, LLC; Garden State Securities, Inc.; J.P. Turner & Company, LLC; Barron Chase Securities, Inc.; Worthington Capital Group, Inc.; Investors Associates, Inc.; M.S. Farrell & Company, […]

Nigel James (CRD#: 4490687) is a registered Broker at VCS Venture Securities in Mineola, NY. Broker’s Background He entered the securities industry in 2002 and previously worked for First Midwest Securities, Inc.; J.P. Turner & Co., LLC; Brundyn Securities, Inc.; LH Ross & Company, Inc.; and Harrison Securities, Inc. Current And Past Allegations Of Conduct […]

M.B. Schreiber (CRD#: 103260) is a registered Broker at Aegis Capital Corp. in Red Bank, NJ. Broker’s Background He entered the securities industry in 1982 and previously worked for National Securities Corporation; Newbridge Securities Corporation; Summit Brokerage Services, Inc.; First Montauk Securities Corp.; The Concord Equity Group, LLC; and Mid-State Securities Corp. Current And Past […]

Christopher Polinaire (CRD#: 4330879) is a previously registered Broker. Broker’s Background He entered the securities industry in 2004 and previously worked for Network 1 Financial Securities, Inc.; Arive Capital Markets; First Standard Financial Company, LLC; Rockwell Global Capital, LLC; Salomon Whitney, LLC; CBG Financial Group, Inc.; Dalton Strategic Investment Services, Inc.; First Midwest Securities, Inc.; […]

Charles Malico (CRD#: 1507282) is a previously registered Broker, who most recently worked at Network 1 Financial Securities. Broker’s Background He entered the securities industry in 1987 and previously worked for Network 1 Financial Securities, Inc.; MidAmerica Financial Services, Inc.; Global Arena Capital Corp; B.B. Graham & Company, Inc.; Liberty Partners Financial Services, LLC; Clark […]

In September 2022, the Financial Industry Regulatory Authority settled allegations against member firm Joseph Stone Capital, LLC (CRD No. 159744). The Mineola, NY-based firm is concentrated in the New York metro area and has less than 50 registered representatives among four offices. Joseph Stone Capital, LLC has been a member of FINRA since 2012, according […]

Christopher Polinaire (CRD#: 4330879) is a registered Broker at Network 1 Financial Securities, Inc. in Hauppauge, NY. Broker’s Background He entered the securities industry in 2004 and previously worked for Arrive Capital Markets; First Standard Financial Company, LLC; Rockwell Global Capital, LLC; Salomon Whitney, LLC; CBG Financial Group, Inc.; Dalton Strategic Investment Services, Inc.; First […]

Mark Stevenson (CRD#: 436079) is a dually registered Broker and Investment Advisor at Stifel, Nicolaus & Company, Inc. in New York, NY. Broker’s Background He entered the securities industry in 1974 and previously worked for Barclays Capital, Inc.; Lehman Brothers, Inc.; Lehman Brothers Kuhn Loeb, Inc.; White, Weld & Co., Inc. Current And Past Allegations […]

Francis Velten (CRD#: 2291911) is a previously registered Broker and Investment Advisor. Broker’s Background He entered the securities industry in 1997 and previously worked for Ameriprise Financial Services, LLC; Independent Financial Group, LLC; Summit Brokerage Services, Inc.; Gunnallen Financial, Inc.; and A.G. Edwards & Sons, Inc. Current And Past Allegations Of Conduct Leading To Investment […]