David Menhashe (CRD#: 5727269)  is a previously registered Broker. Broker’s Background He entered the securities industry in 2009 and previously worked for Allied Millennial Partners, LLC; Benchmark Investments, LLC; Newbridge Securities Corp.; Joseph Stone Capital, LLC; First Midwest Securities, Inc.; John Thomas Financial; and Gunnallen Financial, Inc. Current And Past Allegations Of Conduct Leading To […]

Adam Maggio (CRD#: 4177365) is a registered Broker at VCS Venture Securities in Mineola, NY. Broker’s Background He entered the securities industry in 2002 and previously worked for First Midwest Securities, Inc.; J.P. Turner & Co., LLC; Brundyn Securities, Inc.; The Merchanthouse Securities, Inc.; North American Clearing, Inc.; and KSH Investment Group, Inc. Current And […]

Ian Lowrey (CRD#: 6367392) is a previously registered Broker. Broker’s Background He entered the securities industry in 2014 and previously worked for Wynston Hill Capital, LLC; Spartan Capital Securities, LLC; Joseph Gunnar & Co., LLC; Garden State Securities, Inc.; Woodstock Financial Group, Inc.; Arjent, LLC; Blackbook Capital, LLC; and Dawson James Securities, Inc Current And […]

Philip Marchese (CRD#: 5905008) is a previously registered Broker. Broker’s Background He entered the securities industry in 2011 and previously worked for Spartan Capital Securities, LLC; Joseph Stone Capital, LLC; Spartan Capital Securities, LLC; Worden Capital Management, LLC; Legend Securities, Inc.; Joseph Gunnar & Co.; and Brookstone Securities, Inc. Current And Past Allegations Of Conduct […]

John Orlando (CRD#: 2002197) is a registered Broker at SW Financial in Melbourne Beach, FL. Broker’s Background He entered the securities industry in 1989 and previously worked for Joseph Gunnar & Co., LLC; Westpark Capital, Inc.; Newport Coast Securities, Inc.; Sterne Agee Financial Services, Inc.; Emmett A. Larkin Company, Inc.; Salomon Grey Financial Corporation; Barron […]

Christ Elias Baltas (CRD#: 2570499) is a previously registered Broker. He entered the securities industry in 1995 and previously worked for Worden Capital Management, LLC; Wilmington Capital Securities, LLC; Kovack Securities, Inc.; Quest Capital Strategies, Inc.; Ladenburg, Thalmann & Co., Inc.; and Ladenburg Capital Management, Inc. According to publicly available records released by the Financial […]

Joseph Lianzo (CRD#: 4516842) is a registered Broker at SW Financial in Melville, NY. He entered the securities industry in 2002 and previously worked for Arrive Capital Markets; Laidlaw & Company (UK) Ltd.; Cape Securities, Inc.; Salomon Whitney LLC; J.P. Turner & Company, LLC; New Castle Financial Group, Inc.; Newbridge Securities Corporation; Harrison Securities, Inc.; […]

Timothy Bartelt (CRD#: 2501532) a/k/a “Tim Bartelt” is a registered Broker at Raymond James in Elm Grove, Wisconsin. He entered the securities industry in 1994 and previously worked for Ameriprise Advisor Services, Quick & Reilly, A.G. Edwards and three other brokerage firms, one of which was expelled by FINRA. In May 2021, the Wolper Law […]

John Cangialosi (CRD#: 3273830) is a registered Broker at SW Financial in New York, NY. He entered the securities industry in 2001 and previously worked for Worden Capital Management, LLC; Legend Securities, Inc.; Joseph Gunnar & Co., LLC; Brookstone Securities, Inc.; J.P. Turner & Company, LLC; Gunnallen Financial, Inc.; and Joseph Stevens & Company, Inc. […]

Daniel O’Neill (CRD#: 1358245) is a previously registered Broker at Aegis Capital Corp. in Melville, NY. He entered the securities industry in 1985 and previously worked for Ladenburg Thalmann & Co.; Maxim Group, LLC; Wachovia Securities, LLC; Oppenheimer & Co., Inc.; First Montauk Securities Corp.; Janney Montgomery Scott, LLC; First Albany Corporation; Prime Charter LTD; […]