Justin Dolan (CRD#: 4987385) is a dually registered Broker and Investment Advisor at Charles Schwab & Co., Inc., in St. Augustine, FL. He entered the securities industry in 2005 and previously worked for J.W. Cole Advisors, Inc.; LPL Financial LLC; Cetera Advisors, LLC; Fifth Third Securities, Inc.; Wells Fargo Advisors, LLC; Merrill Lynch, Pierce, Fenner […]

David R. Wall (CRD#: 1651874) was a previously registered Investment Advisor and previously registered broker at Voya Financial Advisors, Inc., in Simpsonville, SC. He entered the securities industry in 1987 and previously worked for Capital Investment Group, Inc., Rayment James & Associates, Inc., UCB Investor Services, Inc., Mony Securities Corp., Integrated Resources Investment Centers, Inc., […]

Brian Wurdemann (CRD#: 4206425) is a duly registered Investment Advisor and Broker at RBC Capital Markets, LLC in New York, NY. He entered the securities industry in 2000 and previously worked for UBS Financial Services, Inc; Morgan Stanley Smith Barney; Citigroup Global Markets, Inc.; and Merrill Lynch, Pierce, Fenner & Smith, Inc. According to publicly […]

Daniel Dillard (CRD#: 4289333) is an Investment Advisor and previously registered Broker at Union Capital Company in Austin, TX. He entered the securities industry in 2000 and previously worked for Sagepoint Financial, Inc.; LP Financial, LLC; Cuna Brokerage Services, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc. According to publicly available records released by the […]

Les Barber, Jr. (CRD#: 1256348) is a dually registered Investment Advisor and Broker at Royal Alliance Associates, Inc., in South Jordan, UT. He entered the securities industry in 2004 and previously worked for Lincoln Financial Advisors Corp.; The Lincoln National Life Insurance Company; and Lincoln Financial Advisors Corp. According to publicly available records released by […]

Eric Felsenfeld (CRD#: 4496689) is a dually registered Investment Advisor and Broker at Kingswood Capital Partners, LLC in Rockville, MD. He entered the securities industry in 2002 and previously worked for Niagara International Capital Limited; H. Beck, Inc.; Amerivest Investment Management, LLC; TD Ameritrade, Inc.; Morgan Stanley; and Morgan Stanley DW, Inc. According to publicly […]

Kevin Houser (CRD#: 2513167) was an Investment Advisor at Ameriprise Financial Services, LLC in Center Valley, PA. He entered the securities industry in 1994 and previously worked for LPL Financial, LLC; Wachovia Securities, LLC; Citigroup Global Markets, Inc.; and Merrill Lynch, Pierce, Fenner & Smith, Inc. According to publicly available records released by the Financial […]

Mark Just (CRD#: 1138738) has been a registered broker with Triad Investors, LLC since 2004; he is also an investment adviser with The Just Company since 1991. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on August 26, 2020, a customer dispute was filed against Mark Just for unsuitable alternative […]

David Karandos (CRD#: 1934119 ) was a registered broker and investment adviser employed by Dinosaur Financial Group, LLC. from 2013-2019. Previous employers included Morgan Stanley Smith Barney; UBS Financial Services, Inc.; Merrill Lynch, Pierce, Fenner & Smith, Inc.; and Mimlic Sales Corporation. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Louis Wargo (CRD # 1416101) is a Financial Advisor at FSC Securities Corporation in Brecksville, OH. Louis Wargo has been in the securities industry since 1994 and previously worked at AXA Advisors, LLC, The Equitable Life Assurance Society of The United States, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. According to publicly available records […]