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Category: Union Capital Company

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Financial Advisor Gerald O’Halloran (Union Capital Company) Customer Complaints

Gerald O’Halloran (CRD#: 1056697) is a registered Broker at Union Capital Company in Punta Gorda, FL. Broker’s Background He entered the securities industry in 1982 and previously worked for Kovack Securities, Inc.; Financial Investment Analysts, Inc.; A.G. Edwards & Sons, Inc.; Edward D. Jones & Co., L.P.; and United Services Planning Association, Inc. Current And […]

Financial Advisor Daniel Dillard (Union Capital Company) Customer Complaints

Daniel Dillard (CRD#: 4289333) is an Investment Advisor and previously registered Broker at Union Capital Company in Austin, TX. He entered the securities industry in 2000 and previously worked for Sagepoint Financial, Inc.; LP Financial, LLC; Cuna Brokerage Services, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc. According to publicly available records released by the […]

Financial Advisor Richard Labare (Union Capital Company) Customer Complaints

Richard Labare is a former Financial Advisor at Union Capital Co. in Rancho Mirage, California.  Richard Labare entered the securities industry in 1980 and previously worked for Morgan Stanley & Co.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in March 2019, Richard Labare was sanctioned by FINRA, suspending him […]