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Securities Arbitration Help

Have you lost money through investment fraud or stockbroker misconduct? Are you trying to figure out what to do next? If so, you’ve come to the right place. Wolper Law Firm can help you pursue securities arbitration and pick up the pieces of your life. Continue reading to learn more about what securities arbitration is and the evidence that can help support your complaint. 

What Is Securities Arbitration?

When you have been a victim of stockbroker negligence, misconduct, or investment fraud, you may be struggling to cope with the financial loss. Fortunately, you may be able to recover these losses through arbitration. 

The Financial Industry Regulatory Authority (FINRA) is responsible for ensuring that reckless or incompetant brokers, firms, and financial advisors are brought to justice and compelled to repay you for the losses you endured. This can include many different types of securities fraud such as:

Evidence to Support Your FINRA Arbitration Complaint

If you decide to move forward with FINRA arbitration, you must be able to provide the arbitrators with evidence to support your claims. Your case will be heard by one arbitrator if your losses were less than $100,000 or a panel of three arbitrators if your losses exceeded $100,000. 

Because the respondent will also be attempting to clear their name, the more evidence you have to support your complaint, the better. Some of the most common types of evidence presented in FINRA arbitration include:

  • Bank statements
  • Financial records
  • Contracts
  • Witness statements
  • Text conversations or emails
  • Recorded conversations 
  • Confidential documents

Reach Out to a Securities Arbitration Lawyer for Help

If you are interested in learning more about the FINRA arbitration process, a qualified securities arbitration lawyer at Wolper Law Firm could help. Call 800-931-8452 or submit the quick contact form below when you are ready to schedule a free complaint evaluation. 

Now is the time to talk to an investment loss recovery lawyer. We can help recover your investment loss. Free consultations, always.

Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452
(954)-406-1231

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis

Additional Office Locations (by appointment only)

Atlanta

3355 Lenox Road
Suite 7
Atlanta, GA 30326

Indianapolis

13295 N. Illinois St.
Suite 314
Indianapolis, IN 46032

New York City

275 Madison Avenue
Suite 705
New York, NY 10016

Dallas

3102 Maple Ave.
Suite 400
Dallas, TX 75201

Irvine

2600 Michelson Drive
Suite 1700
Irvine, CA 92612

Portland

5933 NE Win Sivers Drive
Suite 205
Portland, OR 97220

Denver

7900 E. Union Ave.
Suite 1100
Denver, CO 80237

Naperville

1700 Park Street
Suite 103
Naperville, IL 60563

Seattle

1001 Fourth Ave.
#3200
Seattle, WA 98154

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis