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FINRA Arbitration Law Firm

When you have lost a significant amount of money through investing or on the stock market because of broker misconduct, you may need a law firm that specializes in FINRA arbitration. Reach out to a FINRA arbitration lawyer to discuss the next steps of your case.

It should come as no surprise that losing money on the stock market is a possibility. But when your investment losses are caused by the misconduct of your stockbroker or financial advisor, or even your brokerage firm, you have the right to seek full repayment of your losses through arbitration with the Financial Industry Regulatory Authority (FINRA).

Our dedicated FINRA arbitration law firm is prepared to help you every step of the way. At Wolper Law Firm, we are committed to bringing negligent and reckless financial planners and institutions to justice. If we are able to take on your case, you can be sure that we will do everything possible to secure maximum restitution.

When to Call a FINRA Arbitration Lawyer

You should immediately contact a FINRA arbitration lawyer if you have suffered substantial financial losses as a result of a poorly advised investment. However, simply losing money on the stock market or on an investment does not warrant the pursuit of a FINRA arbitration complaint, nor does it mean that your stockbroker is accountable for your losses. 

In cases where your financial advisor has breached their fiduciary duty, whether that be through misconduct, fraud, or negligence, you have the right to seek full restitution for your stock losses. 

If you are unsure whether your stockbroker should be held accountable for the loss as you have suffered, you can always contact a FINRA lawyer to discuss the details of your case and learn more about what legal options may be available to you to recover your losses.

What to Expect During Your FINRA Arbitration Proceedings

Although FINRA arbitration proceedings may seem like a lot to take on right now, your lawyer will ensure that you have a full understanding of what to expect. Arbitration is similar to court in that both parties will have the opportunity to present evidence to support their case and defend themselves. 

Your broker in particular will need to explain to the panel of arbitrators why they made the decisions they did. If they are unable to convince the arbitrators that they were acting in your best interests, the arbitrators will likely determine that you should be fully repaid for the losses you have suffered. 

From there, the broker will be ordered to compensate you, typically within thirty days. This is quite different from court proceedings, where it could be years in some cases before a decision is made due to appeal after appeal.

Reach Out to a FINRA Arbitration Lawyer

If you are interested in learning more about how FINRA arbitration law firm Wolper Law Firm could help you recover your investment losses, contact our office at 800-931-8452 to schedule a free case review. You can also submit the online contact form that has been provided at the bottom of this page when you are ready to get started on your case.

Now is the time to talk to an investment loss recovery lawyer. We can help recover your investment loss. Free consultations, always.

Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452
(954)-406-1231

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis

Additional Office Locations (by appointment only)

Atlanta

3355 Lenox Road
Suite 7
Atlanta, GA 30326

Indianapolis

13295 N. Illinois St.
Suite 314
Indianapolis, IN 46032

New York City

275 Madison Avenue
Suite 705
New York, NY 10016

Dallas

3102 Maple Ave.
Suite 400
Dallas, TX 75201

Irvine

2600 Michelson Drive
Suite 1700
Irvine, CA 92612

Portland

5933 NE Win Sivers Drive
Suite 205
Portland, OR 97220

Denver

7900 E. Union Ave.
Suite 1100
Denver, CO 80237

Naperville

1700 Park Street
Suite 103
Naperville, IL 60563

Seattle

1001 Fourth Ave.
#3200
Seattle, WA 98154

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis