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Month: June 2019

Financial Advisor Eric Weschke (Kalos Capital, Inc.) Customer Complaints

Eric Weschke is a Financial Advisor at Kalos Capital, Inc. in Setauket, NY.  Eric Weschke has been in the securities industry since 1994 and previously worked at Harrison Douglas, Alternative Wealth Strategies, Equity Services, Self Trading Securities and Tasin & Company. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Eric […]

Financial Advisor Michael Lyle (Transamerica Financial Advisors, Inc.) Customer Complaints

Michael Lyle is a Financial Advisor at Transamerica Financial Advisors, Inc. in Hollywood, FL.  Michael Lyle has been in the securities industry since 1994 and previously worked at World Group Securities, WMA Securities and Intersecurities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Michael Lyle is the subject of four […]

Financial Advisor David J. Strnad (Wells Fargo Clearing Services, LLC) Customer Complaints

David J. Strnad is a former Financial Advisor at Wells Fargo Clearing Services, LLC in Nashville, TN.  David Strnad has been in the securities industry since 1989 and previously worked at Morgan Stanley and Citigroup Global Markets. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on May 31, 2019, David […]

Financial Advisor Edward Matthes (Mutual of Omaha Investor Services, Inc.) Customer Complaints

Edward Matthes was a Financial Advisor at Mutual of Omaha Investor Services, Inc. in Oconomowoc, Wisconsin.  Edward Matthes entered the securities industry in 1996 and previously worked at Thrivent Investment Management and MML Investors Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Edward Matthes has a long history of […]