Category: Transamerica

George Ndifor Jing (CRD#: 2835725) was a previously registered broker and investment advisor. Broker’s History He entered the securities industry in 1997 and previously worked with WMA Securities, Inc; World Group Securities, Inc.; and Transamerica Financial Advisors, LLC. Current and Past Allegations of Conduct Leading to Investment Loss According to publicly available records released by […]

Lickhai Quach (CRD#: 2804704) is a previously registered Broker. Broker’s Background He entered the securities industry in 1997 and previously worked for Transamerica Financial Advisors, Inc.; World Group Securities, Inc.; and WMA Securities, Inc. Current And Past Allegations Of Conduct According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in August […]

Deborah Herrmann (CRD#: 5204514) is a previously registered Broker. She entered the securities industry in 2006 and previously worked for Transamerica Financial Advisors, Inc.; and Farmers Financial Solutions, LLC. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in September 2021, FINRA sanctioned Deborah Herrmann, barring her from all capacities indefinitely, […]

Jenny Xinfang Feng (CRD#: 6312900) was an Investment Advisor at Transamerica Financial Services, Inc., in Columbia, MD. She entered the securities industry in 2014. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in February 2021, FINRA sanctioned Jenny Feng, suspending her from all capacities for six months beginning February 16, […]

Wenru Liang (CRD#: 5157279) was an Investment Advisor at Transamerica Financial Advisors, Inc. in Columbia, MD. She entered the securities industry in 2008 and previously worked for World Group Securities, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in February 2021, FINRA sanctioned Wenru Liang, suspending her for six […]

Michael Lyle is a Financial Advisor at Transamerica Financial Advisors, Inc. in Hollywood, FL.  Michael Lyle has been in the securities industry since 1994 and previously worked at World Group Securities, WMA Securities and Intersecurities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Michael Lyle is the subject of four […]

The Wolper Law Firm, P.A. is currently investigating claims against Daniel Glick, a Financial Advisor at Transamerica Financial Advisors in Oakland Park, Illinois.  Daniel Glick first entered the securities industry in the 1990s and previously worked for World Group Securities and World Equity Group. According to publicly available records released by the Financial Industry Regulatory […]